Reference. First Steps in Synthetic Tait Computability: The Objective Metatheory of Cubical Type Theory

The implementation and semantics of dependent type theories can be studied in a syntax-independent way: the objective metatheory of dependent type theories exploits the universal properties of their syntactic categories to endow them with computational content, mathematical meaning, and practical implementation (normalization, type checking, elaboration). The semantic methods of the objective metatheory inform the design and implementation of correct-by-construction elaboration algorithms, promising a principled interface between real proof assistants and ideal mathematics. In this dissertation, I add synthetic Tait computability to the arsenal of the objective metatheorist. Synthetic Tait computability is a mathematical machine to reduce difficult problems of type theory and programming languages to trivial theorems of topos theory. First employed by Sterling and Harper to reconstruct the theory of program modules and their phase separated parametricity, synthetic Tait computability is deployed here to resolve the last major open question in the syntactic metatheory of cubical type theory: normalization of open terms.

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Cite as @sterling_2021 (helia, typst) · \cite{sterling_2021} (LaTeX)
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bibtex · 12 lines
@phdthesis{sterling_2021,
  doi = {10.5281/ZENODO.5709838},
  url = {https://zenodo.org/record/5709838},
  author = {Sterling, Jonathan},
  keywords = {homotopy type theory, type theory, computer science, logic, topos theory},
  language = {en},
  title = {First Steps in Synthetic Tait Computability: The Objective Metatheory of Cubical Type Theory},
  publisher = {Zenodo},
  year = {2021},
  copyright = {Creative Commons Attribution 4.0 International},
  school = {Carnegie Mellon University}
}
hayagriva YAML (typst)
yaml · 11 lines
sterling_2021:
  type: thesis
  title: 'First Steps in Synthetic Tait Computability: The Objective Metatheory of Cubical Type Theory'
  author: Sterling, Jonathan
  date: 2021
  publisher: Zenodo
  organization: Carnegie Mellon University
  url: https://zenodo.org/record/5709838
  serial-number:
    doi: 10.5281/ZENODO.5709838
  genre: Doctoral dissertation
Cited by (9)

Normalization for multimodal type theory gratzer-2026-normalization

We prove normalization for MTT, a general multimodal dependent type theory capable of expressing modal type theories for guarded recursion, internalized parametricity, and various other prototypical modal situations. We prove that deciding type checking and conversion in MTT can be reduced to deciding the equality of modalities in the underlying modal situation, immediately yielding a type checking algorithm for all instantiations of MTT in the literature. This proof uses a generalization of synthetic Tait computability – an abstract approach to gluing proofs – to account for modalities. This extension is based on MTT itself, so that this proof also constitutes a significant case study of MTT.
DOI · arXiv

Handling Higher-Order Effectful Operations with Judgemental Monadic Laws yang-2026-handling

This paper studies the design of programming languages with handlers of higher-order effectful operations - effectful operations that may take in computations as arguments or return computations as output. We present and analyse a core calculus with higher-kinded impredicative polymorphism, handlers of higher-order effectful operations, and optionally general recursion. The distinctive design choice of this calculus is that handlers are carried by lawless raw monads, while the computation judgements still satisfy the monadic laws judgementally. We present the calculus with a logical framework and give denotational models of the calculus using realizability semantics. We prove closed-term canonicity and parametricity for the recursion-free fragment of the language using synthetic Tait computability and a novel form of the ⊤⊤-lifting technique.
PDF · DOI · arXiv · pldb

Type Theory in Type Theory using a Strictified Syntax kaposi_pujet_2025

The metatheory of dependent types has seen a lot of progress in recent years. In particular, the development of categorical gluing finally lets us work with semantic presentations of type theory (such as categories with families) to establish fundamental properties of type theory such as canonicity and normalisation. However, proofs by gluing have yet to reach the stage of computer formalisation: formal proofs for the metatheory of dependent types are still stuck in the age of tedious syntactic proofs. The main reason for this is that semantic presentations of type theory are defined using sophisticated indexed inductive types, which are prone to “transport hell”. In this paper, we introduce a new technique to work with CwFs in intensional type theory without getting stuck in transport hell. More specifically, we construct an alternative presentation of the initial CwF which encodes the substitutions as metatheoretical functions. This has the effect of strictifying all the equations that are involved in the substitution calculus, which greatly reduces the need for transports. As an application, we use our strictified initial CwF to give a short and elegant proof of canonicity for a type theory with dependent products and booleans with large elimination. The resulting proof is fully formalised in Agda.
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Controlling unfolding in type theory gratzer-2025-controlling

We present a new way to control the unfolding of definitions in dependent type theory. Traditionally, proof assistants require users to fix whether each definition will or will not be unfolded in the remainder of a development; unfolding definitions is often necessary in order to reason about them, but an excess of unfolding can result in brittle proofs and intractably large proof goals. In our system, definitions are by default not unfolded, but users can selectively unfold them in a local manner. We justify our mechanism by means of elaboration to a core theory with extension types – a connective first introduced in the context of homotopy type theory – and by establishing a normalization theorem for our core calculus. We have implemented controlled unfolding in the proof assistant, inspiring an independent implementation in Agda.
DOI

Parametricity via Cohesion aberle-2024-parametricity

Parametricity is a key metatheoretic property of type systems, which implies strong uniformity & modularity properties of the structure of types within systems possessing it. In recent years, various systems of dependent type theory have emerged with the aim of expressing such parametric reasoning in their internal logic, toward the end of solving various problems arising from the complexity of higher-dimensional coherence conditions in type theory. This paper presents a first step toward the unification, simplification, and extension of these various methods for internalizing parametricity. Specifically, I argue that there is an essentially modal aspect of parametricity, which is intimately connected with the category-theoretic concept of cohesion. On this basis, I describe a general categorical semantics for modal parametricity, develop a corresponding framework of axioms (with computational interpretations) in dependent type theory that can be used to internally represent and reason about such parametricity, and show this in practice by implementing these axioms in Agda and using them to verify parametricity theorems therein. I then demonstrate the utility of these axioms in managing the complexity of higher-dimensional coherence by deriving induction principles for higher inductive types, and in closing, I sketch the outlines of a more general synthetic theory of parametricity, with applications in domains ranging from homotopy type theory to the analysis of program modules.
DOI · arXiv

What should a generic object be? sterling-2023-what

Jacobs has proposed definitions for (weak, strong, split) generic objects for a fibered category; building on his definition of (split) generic objects, Jacobs develops a menagerie of important fibrational structures with applications to categorical logic and computer science, including higher order fibrations, polymorphic fibrations, 𝜆2-fibrations, triposes, and others. We observe that a split generic object need not in particular be a generic object under the given definitions, and that the definitions of polymorphic fibrations, triposes, etc. are strict enough to rule out some fundamental examples: for instance, the fibered preorder induced by a partial combinatory algebra in realizability is not a tripos in this sense. We propose a new alignment of terminology that emphasizes the forms of generic object appearing most commonly in nature, i.e. in the study of internal categories, triposes, and the denotational semantics of polymorphism. In addition, we propose a new class of acyclic generic objects inspired by recent developments in higher category theory and the semantics of homotopy type theory, generalizing the realignment property of universes to the setting of an arbitrary fibration.
DOI

Classifying topoi in synthetic guarded domain theory: the universal property of multi-clock guarded recursion palombi_sterling_2023

Several different topoi have played an important role in the development and applications of synthetic guarded domain theory (SGDT), a new kind of synthetic domain theory that abstracts the concept of guarded recursion frequently employed in the semantics of programming languages. In order to unify the accounts of guarded recursion and coinduction, several authors have enriched SGDT with multiple “clocks” parameterizing different time-streams, leading to more complex and difficult to understand topos models. Until now these topoi have been understood very concretely qua categories of presheaves, and the logico-geometrical question of what theories these topoi classify has remained open. We show that several important topos models of SGDT classify very simple geometric theories, and that the passage to various forms of multi-clock guarded recursion can be rephrased more compositionally in terms of the lower bagtopos construction of Vickers and variations thereon due to Johnstone. We contribute to the consolidation of SGDT by isolating the universal property of multi-clock guarded recursion as a modular construction that applies to any topos model of single-clock guarded recursion.
Web

A Stratified Approach to Löb Induction gratzer-2022-a

Guarded type theory extends type theory with a handful of modalities and constants to encode productive recursion. While these theories have seen widespread use, the metatheory of guarded type theories, particularly guarded dependent type theories remains underdeveloped. We show that integrating Löb induction is the key obstruction to unifying guarded recursion and dependence in a well-behaved type theory and prove a no-go theorem sharply bounding such type theories. Based on these results, we introduce GuTT: a stratified guarded type theory. GuTT is properly two type theories, sGuTT and dGuTT. The former contains only propositional rules governing Löb induction but enjoys decidable type-checking while the latter extends the former with definitional equalities. Accordingly, dGuTT does not have decidable type-checking. We prove, however, a novel guarded canonicity theorem for dGuTT, showing that programs in dGuTT can be run. These two type theories work in concert, with users writing programs in sGuTT and running them in dGuTT.
DOI

Strict universes for Grothendieck topoi gratzer-2022-strict

Hofmann and Streicher famously showed how to lift Grothendieck universes into presheaf topoi, and Streicher has extended their result to the case of sheaf topoi by sheafification. In parallel, van den Berg and Moerdijk have shown in the context of algebraic set theory that similar constructions continue to apply even in weaker metatheories. Unfortunately, sheafification seems not to preserve an important realignment property enjoyed by the presheaf universes that plays a critical role in models of univalent type theory as well as synthetic Tait computability, a recent technique to establish syntactic properties of type theories and programming languages. In the context of multiple universes, the realignment property also implies a coherent choice of codes for connectives at each universe level, thereby interpreting the cumulativity laws present in popular formulations of Martin-Löf type theory. We observe that a slight adjustment to an argument of Shulman constructs a cumulative universe hierarchy satisfying the realignment property at every level in any Grothendieck topos. Hence one has direct-style interpretations of Martin-Löf type theory with cumulative universes into all Grothendieck topoi. A further implication is to extend the reach of recent synthetic methods in the semantics of cubical type theory and the syntactic metatheory of type theory and programming languages to all Grothendieck topoi.
DOI · arXiv
Cites 216 works (24 here)
With notes (24)

A cost-aware logical framework niu-2022-a

We present calf, a cost-aware logical framework for studying quantitative aspects of functional programs. Taking inspiration from recent work that reconstructs traditional aspects of programming languages in terms of a modal account of phase distinctions, we argue that the cost structure of programs motivates a phase distinction between intension and extension. Armed with this technology, we contribute a synthetic account of cost structure as a computational effect in which cost-aware programs enjoy an internal noninterference property: input/output behavior cannot depend on cost. As a full-spectrum dependent type theory, calf presents a unified language for programming and specification of both cost and behavior that can be integrated smoothly with existing mathematical libraries available in type theoretic proof assistants. We evaluate calf as a general framework for cost analysis by implementing two fundamental techniques for algorithm analysis: the method of recurrence relations and physicist’s method for amortized analysis. We deploy these techniques on a variety of case studies: we prove a tight, closed bound for Euclid’s algorithm, verify the amortized complexity of batched queues, and derive tight, closed bounds for the sequential and parallel complexity of merge sort, all fully mechanized in the Agda proof assistant. Lastly we substantiate the soundness of quantitative reasoning in calf by means of a model construction.
PDF · DOI · arXiv · pldb

Logical Relations as Types: Proof-Relevant Parametricity for Program Modules sterling_harper_2021

The theory of program modules is of interest to language designers not only for its practical importance to programming, but also because it lies at the nexus of three fundamental concerns in language design: the phase distinction, computational effects, and type abstraction. We contribute a fresh “synthetic” take on program modules that treats modules as the fundamental constructs, in which the usual suspects of prior module calculi (kinds, constructors, dynamic programs) are rendered as derived notions in terms of a modal type-theoretic account of the phase distinction. We simplify the account of type abstraction (embodied in the generativity of module functors) through a lax modality that encapsulates computational effects, placing projectibility of module expressions on a type-theoretic basis.

Our main result is a (significant) proof-relevant and phase-sensitive generalization of the Reynolds abstraction theorem for a calculus of program modules, based on a new kind of logical relation called a parametricity structure. Parametricity structures generalize the proof-irrelevant relations of classical parametricity to proof-relevant families, where there may be non-trivial evidence witnessing the relatedness of two programs—simplifying the metatheory of strong sums over the collection of types, for although there can be no “relation classifying relations,” one easily accommodates a “family classifying small families.”

Using the insight that logical relations/parametricity is itself a form of phase distinction between the syntactic and the semantic, we contribute a new synthetic approach to phase separated parametricity based on the slogan logical relations as types, by iterating our modal account of the phase distinction. We axiomatize a dependent type theory of parametricity structures using two pairs of complementary modalities (syntactic, semantic) and (static, dynamic), substantiated using the topos theoretic Artin gluing construction. Then, to construct a simulation between two implementations of an abstract type, one simply programs a third implementation whose type component carries the representation invariant.

DOI · arXiv

Transfinite Iris: resolving an existential dilemma of step-indexed separation logic spies-2021-transfinitex

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Normalization for Cubical Type Theory sterling_angiuli_2021

We prove normalization for (univalent, Cartesian) cubical type theory, closing the last major open problem in the syntactic metatheory of cubical type theory. Our normalization result is reduction-free, in the sense of yielding a bijection between equivalence classes of terms in context and a tractable language of β/η-normal forms. As corollaries we obtain both decidability of judgmental equality and the injectivity of type constructors.
Web

Modalities in homotopy type theory rijke-2020-modalities

Univalent homotopy type theory (HoTT) may be seen as a language for the category of ∞-groupoids. It is being developed as a new foundation for mathematics and as an internal language for (elementary) higher toposes. We develop the theory of factorization systems, reflective subuniverses, and modalities in homotopy type theory, including their construction using a “localization” higher inductive type. This produces in particular the (𝑛-connected, 𝑛-truncated) factorization system as well as internal presentations of subtoposes, through lex modalities. We also develop the semantics of these constructions.
DOI · arXiv

Implementing a modal dependent type theory gratzer-2019-implementing

Modalities are everywhere in programming and mathematics! Despite this, however, there are still significant technical challenges in formulating a core dependent type theory with modalities. We present a dependent type theory MLTT 🔒 supporting the connectives of standard Martin-Löf Type Theory as well as an S4 -style necessity operator. MLTT 🔒 supports a smooth interaction between modal and dependent types and provides a common basis for the use of modalities in programming and in synthetic mathematics. We design and prove the soundness and completeness of a type checking algorithm for MLTT 🔒 , using a novel extension of normalization by evaluation. We have also implemented our algorithm in a prototype proof assistant for MLTT 🔒 , demonstrating the ease of applying our techniques.
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Gluing for Type Theory GluingForTypeTheory

The relationship between categorical gluing and proofs using the logical relation technique is folklore. In this paper we work out this relationship for Martin-Löf type theory and show that parametricity and canonicity arise as special cases of gluing. The input of gluing is two models of type theory and a pseudomorphism between them and the output is a displayed model over the first model. A pseudomorphism preserves the categorical structure strictly, the empty context and context extension up to isomorphism, and there are no conditions on preservation of type formers. We look at three examples of pseudomorphisms: the identity on the syntax, the interpretation into the set model and the global section functor. Gluing along these result in syntactic parametricity, semantic parametricity and canonicity, respectively.
DOI

Cubical Syntax for Reflection-Free Extensional Equality sterling-2019-cubical

We contribute XTT, a cubical reconstruction of Observational Type Theory [Altenkirch et al., 2007] which extends Martin-Löf’s intensional type theory with a dependent equality type that enjoys function extensionality and a judgmental version of the unicity of identity proofs principle (UIP): any two elements of the same equality type are judgmentally equal. Moreover, we conjecture that the typing relation can be decided in a practical way. In this paper, we establish an algebraic canonicity theorem using a novel extension of the logical families or categorical gluing argument inspired by Coquand and Shulman [Coquand, 2018; Shulman, 2015]: every closed element of boolean type is derivably equal to either true or false.
DOI · arXiv

Meaning explanations at higher dimension angiuli-2018-meaning

DOI

Cartesian Cubical Computational Type Theory: Constructive Reasoning with Paths and Equalities angiuli-2018-cartesian

We present a dependent type theory organized around a Cartesian notion of cubes (with faces, degeneracies, and diagonals), supporting both fibrant and non-fibrant types. The fibrant fragment validates Voevodsky’s univalence axiom and includes a circle type, while the non-fibrant fragment includes exact (strict) equality types satisfying equality reflection. Our type theory is defined by a semantics in cubical partial equivalence relations, and is the first two-level type theory to satisfy the canonicity property: all closed terms of boolean type evaluate to either true or false.
DOI · arXiv

Iris from the ground up: A modular foundation for higher-order concurrent separation logic jung_etal_iris_ground_up_2018

Iris is a framework for higher-order concurrent separation logic, which has been implemented in the Coq proof assistant and deployed very effectively in a wide variety of verification projects. Iris was designed with the express goal of simplifying and consolidating the foundations of modern separation logics, but it has evolved over time, and the design and semantic foundations of Iris itself have yet to be fully written down and explained together properly in one place. Here, we attempt to fill this gap, presenting a reasonably complete picture of the latest version of Iris (version 3.1), from first principles and in one coherent narrative.
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A type theory for synthetic ∞-categories riehl-2017-a

We propose foundations for a synthetic theory of (∞,1)-categories within homotopy type theory. We axiomatize a directed interval type, then define higher simplices from it and use them to probe the internal categorical structures of arbitrary types. We define Segal types, in which binary composites exist uniquely up to homotopy; this automatically ensures composition is coherently associative and unital at all dimensions. We define Rezk types, in which the categorical isomorphisms are additionally equivalent to the type-theoretic identities - a “local univalence” condition. And we define covariant fibrations, which are type families varying functorially over a Segal type, and prove a “dependent Yoneda lemma” that can be viewed as a directed form of the usual elimination rule for identity types. We conclude by studying homotopically correct adjunctions between Segal types, and showing that for a functor between Rezk types to have an adjoint is a mere proposition. To make the bookkeeping in such proofs manageable, we use a three-layered type theory with shapes, whose contexts are extended by polytopes within directed cubes, which can be abstracted over using “extension types” that generalize the path-types of cubical type theory. In an appendix, we describe the motivating semantics in the Reedy model structure on bisimplicial sets, in which our Segal and Rezk types correspond to Segal spaces and complete Segal spaces.
DOI · arXiv

Iris: Monoids and Invariants as an Orthogonal Basis for Concurrent Reasoning jung-2015-iris

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Functors are type refinement systems mellies_zeilberger_2015

The standard reading of type theory through the lens of category theory is based on the idea of viewing a type system as a category of well-typed terms. We propose a basic revision of this reading: rather than interpreting type systems as categories, we describe them as functors from a category of typing derivations to a category of underlying terms. Then, turning this around, we explain how in fact any functor gives rise to a generalized type system, with an abstract notion of typing judgment, typing derivations and typing rules. This leads to a purely categorical reformulation of various natural classes of type systems as natural classes of functors.

The main purpose of this paper is to describe the general framework (which can also be seen as providing a categorical analysis of refinement types), and to present a few applications. As a larger case study, we revisit Reynolds’ paper on “The Meaning of Types” (2000), showing how the paper’s main results may be reconstructed along these lines.

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Productive coprogramming with guarded recursion atkey-2013-productive

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Homotopy Type Theory: Univalent Foundations of Mathematics hottbook

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Focusing and higher-order abstract syntax zeilberger-2008-focusing

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The view from the left mcbride-2004-the

Pattern matching has proved an extremely powerful and durable notion in functional programming. This paper contributes a new programming notation for type theory which elaborates the notion in various ways. First, as is by now quite well-known in the type theory community, definition by pattern matching becomes a more discriminating tool in the presence of dependent types, since it refines the explanation of types as well as values. This becomes all the more true in the presence of the rich class of datatypes known as inductive families (Dybjer, 1991). Secondly, as proposed by Peyton Jones (1997) for Haskell, and independently rediscovered by us, subsidiary case analyses on the results of intermediate computations, which commonly take place on the right-hand side of definitions by pattern matching, should rather be handled on the left. In simply-typed languages, this subsumes the trivial case of Boolean guards; in our setting it becomes yet more powerful. Thirdly, elementary pattern matching decompositions have a well-defined interface given by a dependent type; they correspond to the statement of an induction principle for the datatype. More general, user-definable decompositions may be defined which also have types of the same general form. Elementary pattern matching may therefore be recast in abstract form, with a semantics given by translation. Such abstract decompositions of data generalize Wadler’s (1987) notion of ‘view’. The programmer wishing to introduce a new view of a type 𝑇 , and exploit it directly in pattern matching, may do so via a standard programming idiom. The type theorist, looking through the Curry–Howard lens, may see this as proving a theorem , one which establishes the validity of a new induction principle for 𝑇 . We develop enough syntax and semantics to account for this high-level style of programming in dependent type theory. We close with the development of a typechecker for the simply-typed lambda calculus, which furnishes a view of raw terms as either being well-typed, or containing an error. The implementation of this view is ipso facto a proof that typechecking is decidable.
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Categorical Logic and Type Theory jacobs-1999

This book is an attempt to give a systematic presentation of both logic and type theory from a categorical perspective, using the unifying concept of fibred category. Its intended audience consists of logicians, type theorists, category theorists and (theoretical) computer scientists.

System Description: Twelf — A Meta-Logical Framework for Deductive Systems pfenning_schrmann_1999

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Notes on sconing and relators mitchell_scedrov_1993

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Introduction to Higher-Order Categorical Logic lambek_scott_1986

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Functorial Semantics of Algebraic Theories lawvere_1963

Web

Normalization by evaluation for typed lambda calculus with coproducts altenkirch_etal_nd

Solves the decision problem for the simply typed lambda calculus with a strong binary sum, or, equivalently, the word problem for free Cartesian closed categories with binary co-products. Our method is based on the semantic technique known as “normalization by evaluation”, and involves inverting the interpretation of the syntax in a suitable sheaf model and, from this, extracting an appropriate unique normal form. There is no rewriting theory involved and the proof is completely constructive, allowing program extraction from the proof.
DOI
External (192)
sterling_2021 reference entries/refs/sterling_2021/sterling_2021.hel