Reference. Strict universes for Grothendieck topoi

Hofmann and Streicher famously showed how to lift Grothendieck universes into presheaf topoi, and Streicher has extended their result to the case of sheaf topoi by sheafification. In parallel, van den Berg and Moerdijk have shown in the context of algebraic set theory that similar constructions continue to apply even in weaker metatheories. Unfortunately, sheafification seems not to preserve an important realignment property enjoyed by the presheaf universes that plays a critical role in models of univalent type theory as well as synthetic Tait computability, a recent technique to establish syntactic properties of type theories and programming languages. In the context of multiple universes, the realignment property also implies a coherent choice of codes for connectives at each universe level, thereby interpreting the cumulativity laws present in popular formulations of Martin-Löf type theory. We observe that a slight adjustment to an argument of Shulman constructs a cumulative universe hierarchy satisfying the realignment property at every level in any Grothendieck topos. Hence one has direct-style interpretations of Martin-Löf type theory with cumulative universes into all Grothendieck topoi. A further implication is to extend the reach of recent synthetic methods in the semantics of cubical type theory and the syntactic metatheory of type theory and programming languages to all Grothendieck topoi.

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Cite as @gratzer-2022-strict (helia, typst) · \cite{gratzer-2022-strict} (LaTeX)
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bibtex · 10 lines
@misc{gratzer-2022-strict,
  doi = {10.48550/ARXIV.2202.12012},
  url = {https://arxiv.org/abs/2202.12012},
  author = {Gratzer, Daniel and Shulman, Michael and Sterling, Jonathan},
  keywords = {Category Theory (math.CT), Logic in Computer Science (cs.LO), Logic (math.LO), FOS: Mathematics, FOS: Mathematics, FOS: Computer and information sciences, FOS: Computer and information sciences},
  title = {Strict universes for Grothendieck topoi},
  publisher = {arXiv},
  year = {2022},
  copyright = {Creative Commons Attribution 4.0 International}
}
hayagriva YAML (typst)
yaml · 12 lines
gratzer-2022-strict:
  type: misc
  title: Strict universes for Grothendieck topoi
  author:
  - Gratzer, Daniel
  - Shulman, Michael
  - Sterling, Jonathan
  date: 2022
  publisher: arXiv
  url: https://arxiv.org/abs/2202.12012
  serial-number:
    doi: 10.48550/ARXIV.2202.12012
Cited by (8)

Normalization for multimodal type theory gratzer-2026-normalization

We prove normalization for MTT, a general multimodal dependent type theory capable of expressing modal type theories for guarded recursion, internalized parametricity, and various other prototypical modal situations. We prove that deciding type checking and conversion in MTT can be reduced to deciding the equality of modalities in the underlying modal situation, immediately yielding a type checking algorithm for all instantiations of MTT in the literature. This proof uses a generalization of synthetic Tait computability – an abstract approach to gluing proofs – to account for modalities. This extension is based on MTT itself, so that this proof also constitutes a significant case study of MTT.
DOI · arXiv

Handling Higher-Order Effectful Operations with Judgemental Monadic Laws yang-2026-handling

This paper studies the design of programming languages with handlers of higher-order effectful operations - effectful operations that may take in computations as arguments or return computations as output. We present and analyse a core calculus with higher-kinded impredicative polymorphism, handlers of higher-order effectful operations, and optionally general recursion. The distinctive design choice of this calculus is that handlers are carried by lawless raw monads, while the computation judgements still satisfy the monadic laws judgementally. We present the calculus with a logical framework and give denotational models of the calculus using realizability semantics. We prove closed-term canonicity and parametricity for the recursion-free fragment of the language using synthetic Tait computability and a novel form of the ⊤⊤-lifting technique.
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Mechanizing Synthetic Tait Computability in Istari li_etal_2025

Categorical gluing is a powerful technique for proving meta-theorems of type theories such as canonicity and normalization. Synthetic Tait Computability (STC) provides an abstract treatment of the complex gluing models by internalizing the gluing category into a modal dependent type theory with a phase distinction. This work presents a mechanization of STC in the Istari proof assistant. Istari is a Martin-Löf-style extensional type theory with equality reflection, which avoids much of the explicit transport reasoning typically found in intensional proof assistants. This work develops a reusable library for synthetic phase distinction, including modalities, extension types, and strict glue types, and applies it to two case studies: (1) a canonicity model for dependent type theory with dependent products and booleans with large elimination, and (2) a Kripke canonicity model for the cost-aware logical framework. Our results demonstrate that the core STC constructions can be formalized essentially verbatim in Istari, preserving the elegance of the on-paper arguments while ensuring machine-checked correctness.
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Controlling unfolding in type theory gratzer-2025-controlling

We present a new way to control the unfolding of definitions in dependent type theory. Traditionally, proof assistants require users to fix whether each definition will or will not be unfolded in the remainder of a development; unfolding definitions is often necessary in order to reason about them, but an excess of unfolding can result in brittle proofs and intractably large proof goals. In our system, definitions are by default not unfolded, but users can selectively unfold them in a local manner. We justify our mechanism by means of elaboration to a core theory with extension types – a connective first introduced in the context of homotopy type theory – and by establishing a normalization theorem for our core calculus. We have implemented controlled unfolding in the proof assistant, inspiring an independent implementation in Agda.
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Toward a Geometry for Syntax sterling-2024-toward

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Semantics of multimodal adjoint type theory shulman-2023-semantics

We show that contrary to appearances, Multimodal Type Theory (MTT) over a 2-category M can be interpreted in any M-shaped diagram of categories having, and functors preserving, M-sized limits, without the need for extra left adjoints. This is achieved by a construction called “co-dextrification” that co-freely adds left adjoints to any such diagram, which can then be used to interpret the “context lock” functors of MTT. Furthermore, if any of the functors in the diagram have right adjoints, these can also be internalized in type theory as negative modalities in the style of FitchTT. We introduce the name Multimodal Adjoint Type Theory (MATT) for the resulting combined general modal type theory. In particular, we can interpret MATT in any finite diagram of toposes and geometric morphisms, with positive modalities for inverse image functors and negative modalities for direct image functors.
DOI · arXiv

What should a generic object be? sterling-2023-what

Jacobs has proposed definitions for (weak, strong, split) generic objects for a fibered category; building on his definition of (split) generic objects, Jacobs develops a menagerie of important fibrational structures with applications to categorical logic and computer science, including higher order fibrations, polymorphic fibrations, 𝜆2-fibrations, triposes, and others. We observe that a split generic object need not in particular be a generic object under the given definitions, and that the definitions of polymorphic fibrations, triposes, etc. are strict enough to rule out some fundamental examples: for instance, the fibered preorder induced by a partial combinatory algebra in realizability is not a tripos in this sense. We propose a new alignment of terminology that emphasizes the forms of generic object appearing most commonly in nature, i.e. in the study of internal categories, triposes, and the denotational semantics of polymorphism. In addition, we propose a new class of acyclic generic objects inspired by recent developments in higher category theory and the semantics of homotopy type theory, generalizing the realignment property of universes to the setting of an arbitrary fibration.
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A Stratified Approach to Löb Induction gratzer-2022-a

Guarded type theory extends type theory with a handful of modalities and constants to encode productive recursion. While these theories have seen widespread use, the metatheory of guarded type theories, particularly guarded dependent type theories remains underdeveloped. We show that integrating Löb induction is the key obstruction to unifying guarded recursion and dependence in a well-behaved type theory and prove a no-go theorem sharply bounding such type theories. Based on these results, we introduce GuTT: a stratified guarded type theory. GuTT is properly two type theories, sGuTT and dGuTT. The former contains only propositional rules governing Löb induction but enjoys decidable type-checking while the latter extends the former with definitional equalities. Accordingly, dGuTT does not have decidable type-checking. We prove, however, a novel guarded canonicity theorem for dGuTT, showing that programs in dGuTT can be run. These two type theories work in concert, with users writing programs in sGuTT and running them in dGuTT.
DOI
Cites 54 works (10 here)
With notes (10)

A Cubical Language for Bishop Sets sterling-2022-a

We present XTT, a version of Cartesian cubical type theory specialized for Bishop sets à la Coquand, in which every type enjoys a definitional version of the uniqueness of identity proofs. Using cubical notions, XTT reconstructs many of the ideas underlying Observational Type Theory, a version of intensional type theory that supports function extensionality. We prove the canonicity property of XTT (that every closed boolean is definitionally equal to a constant) using Artin gluing.
DOI

A cost-aware logical framework niu-2022-a

We present calf, a cost-aware logical framework for studying quantitative aspects of functional programs. Taking inspiration from recent work that reconstructs traditional aspects of programming languages in terms of a modal account of phase distinctions, we argue that the cost structure of programs motivates a phase distinction between intension and extension. Armed with this technology, we contribute a synthetic account of cost structure as a computational effect in which cost-aware programs enjoy an internal noninterference property: input/output behavior cannot depend on cost. As a full-spectrum dependent type theory, calf presents a unified language for programming and specification of both cost and behavior that can be integrated smoothly with existing mathematical libraries available in type theoretic proof assistants. We evaluate calf as a general framework for cost analysis by implementing two fundamental techniques for algorithm analysis: the method of recurrence relations and physicist’s method for amortized analysis. We deploy these techniques on a variety of case studies: we prove a tight, closed bound for Euclid’s algorithm, verify the amortized complexity of batched queues, and derive tight, closed bounds for the sequential and parallel complexity of merge sort, all fully mechanized in the Agda proof assistant. Lastly we substantiate the soundness of quantitative reasoning in calf by means of a model construction.
PDF · DOI · arXiv · pldb

A Stratified Approach to Löb Induction gratzer-2022-a

Guarded type theory extends type theory with a handful of modalities and constants to encode productive recursion. While these theories have seen widespread use, the metatheory of guarded type theories, particularly guarded dependent type theories remains underdeveloped. We show that integrating Löb induction is the key obstruction to unifying guarded recursion and dependence in a well-behaved type theory and prove a no-go theorem sharply bounding such type theories. Based on these results, we introduce GuTT: a stratified guarded type theory. GuTT is properly two type theories, sGuTT and dGuTT. The former contains only propositional rules governing Löb induction but enjoys decidable type-checking while the latter extends the former with definitional equalities. Accordingly, dGuTT does not have decidable type-checking. We prove, however, a novel guarded canonicity theorem for dGuTT, showing that programs in dGuTT can be run. These two type theories work in concert, with users writing programs in sGuTT and running them in dGuTT.
DOI

Logical Relations as Types: Proof-Relevant Parametricity for Program Modules sterling_harper_2021

The theory of program modules is of interest to language designers not only for its practical importance to programming, but also because it lies at the nexus of three fundamental concerns in language design: the phase distinction, computational effects, and type abstraction. We contribute a fresh “synthetic” take on program modules that treats modules as the fundamental constructs, in which the usual suspects of prior module calculi (kinds, constructors, dynamic programs) are rendered as derived notions in terms of a modal type-theoretic account of the phase distinction. We simplify the account of type abstraction (embodied in the generativity of module functors) through a lax modality that encapsulates computational effects, placing projectibility of module expressions on a type-theoretic basis.

Our main result is a (significant) proof-relevant and phase-sensitive generalization of the Reynolds abstraction theorem for a calculus of program modules, based on a new kind of logical relation called a parametricity structure. Parametricity structures generalize the proof-irrelevant relations of classical parametricity to proof-relevant families, where there may be non-trivial evidence witnessing the relatedness of two programs—simplifying the metatheory of strong sums over the collection of types, for although there can be no “relation classifying relations,” one easily accommodates a “family classifying small families.”

Using the insight that logical relations/parametricity is itself a form of phase distinction between the syntactic and the semantic, we contribute a new synthetic approach to phase separated parametricity based on the slogan logical relations as types, by iterating our modal account of the phase distinction. We axiomatize a dependent type theory of parametricity structures using two pairs of complementary modalities (syntactic, semantic) and (static, dynamic), substantiated using the topos theoretic Artin gluing construction. Then, to construct a simulation between two implementations of an abstract type, one simply programs a third implementation whose type component carries the representation invariant.

DOI · arXiv

Syntax and models of Cartesian cubical type theory angiuli-2021-syntax

We present a cubical type theory based on the Cartesian cube category (faces, degeneracies, symmetries, diagonals, but no connections or reversal) with univalent universes, each containing Π, Σ, path, identity, natural number, boolean, suspension, and glue (equivalence extension) types. The type theory includes a syntactic description of a uniform Kan operation, along with judgmental equality rules defining the Kan operation on each type. The Kan operation uses both a different set of generating trivial cofibrations and a different set of generating cofibrations than the Cohen, Coquand, Huber, and Mörtberg (CCHM) model. Next, we describe a constructive model of this type theory in Cartesian cubical sets. We give a mechanized proof, using Agda as the internal language of cubical sets in the style introduced by Orton and Pitts, that glue, Π, Σ, path, identity, boolean, natural number, suspension types, and the universe itself are Kan in this model, and that the universe is univalent. An advantage of this formal approach is that our construction can also be interpreted in a range of other models, including cubical sets on the connections cube category and the De Morgan cube category, as used in the CCHM model, and bicubical sets, as used in directed type theory.
DOI

First Steps in Synthetic Tait Computability: The Objective Metatheory of Cubical Type Theory sterling_2021

The implementation and semantics of dependent type theories can be studied in a syntax-independent way: the objective metatheory of dependent type theories exploits the universal properties of their syntactic categories to endow them with computational content, mathematical meaning, and practical implementation (normalization, type checking, elaboration). The semantic methods of the objective metatheory inform the design and implementation of correct-by-construction elaboration algorithms, promising a principled interface between real proof assistants and ideal mathematics. In this dissertation, I add synthetic Tait computability to the arsenal of the objective metatheorist. Synthetic Tait computability is a mathematical machine to reduce difficult problems of type theory and programming languages to trivial theorems of topos theory. First employed by Sterling and Harper to reconstruct the theory of program modules and their phase separated parametricity, synthetic Tait computability is deployed here to resolve the last major open question in the syntactic metatheory of cubical type theory: normalization of open terms.
DOI

Normalization for Cubical Type Theory sterling_angiuli_2021

We prove normalization for (univalent, Cartesian) cubical type theory, closing the last major open problem in the syntactic metatheory of cubical type theory. Our normalization result is reduction-free, in the sense of yielding a bijection between equivalence classes of terms in context and a tractable language of β/η-normal forms. As corollaries we obtain both decidability of judgmental equality and the injectivity of type constructors.
Web

Modalities in homotopy type theory rijke-2020-modalities

Univalent homotopy type theory (HoTT) may be seen as a language for the category of ∞-groupoids. It is being developed as a new foundation for mathematics and as an internal language for (elementary) higher toposes. We develop the theory of factorization systems, reflective subuniverses, and modalities in homotopy type theory, including their construction using a “localization” higher inductive type. This produces in particular the (𝑛-connected, 𝑛-truncated) factorization system as well as internal presentations of subtoposes, through lex modalities. We also develop the semantics of these constructions.
DOI · arXiv

All (∞,1)-toposes have strict univalent universes shulman-2019-all

We prove the conjecture that any Grothendieck (∞,1)-topos can be presented by a Quillen model category that interprets homotopy type theory with strict univalent universes. Thus, homotopy type theory can be used as a formal language for reasoning internally to (∞,1)-toposes, just as higher-order logic is used for 1-toposes. As part of the proof, we give a new, more explicit, characterization of the fibrations in injective model structures on presheaf categories. In particular, we show that they generalize the coflexible algebras of 2-monad theory.
arXiv

Homotopy Type Theory: Univalent Foundations of Mathematics hottbook

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