Reference. Mechanizing Synthetic Tait Computability in Istari

Categorical gluing is a powerful technique for proving meta-theorems of type theories such as canonicity and normalization. Synthetic Tait Computability (STC) provides an abstract treatment of the complex gluing models by internalizing the gluing category into a modal dependent type theory with a phase distinction. This work presents a mechanization of STC in the Istari proof assistant. Istari is a Martin-Löf-style extensional type theory with equality reflection, which avoids much of the explicit transport reasoning typically found in intensional proof assistants. This work develops a reusable library for synthetic phase distinction, including modalities, extension types, and strict glue types, and applies it to two case studies: (1) a canonicity model for dependent type theory with dependent products and booleans with large elimination, and (2) a Kripke canonicity model for the cost-aware logical framework. Our results demonstrate that the core STC constructions can be formalized essentially verbatim in Istari, preserving the elegance of the on-paper arguments while ensuring machine-checked correctness.

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Cite as @li_etal_2025 (helia, typst) · \cite{li_etal_2025} (LaTeX)
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bibtex · 11 lines
@inproceedings{li_etal_2025,
  author    = {Runming Li and
               Yue Yao and
               Robert Harper},
  title     = {Mechanizing Synthetic Tait Computability in Istari},
  booktitle = {CPP},
  pages     = {231--247},
  publisher = {{ACM}},
  year      = {2026},,
  doi       = {10.1145/3779031.3779085},
}
hayagriva YAML (typst)
yaml · 15 lines
li_etal_2025:
  type: article
  title: Mechanizing Synthetic Tait Computability in Istari
  author:
  - Li, Runming
  - Yao, Yue
  - Harper, Robert
  date: 2026
  page-range: 231-247
  url: https://arxiv.org/abs/2509.11418
  serial-number:
    doi: 10.1145/3779031.3779085
  parent:
    type: proceedings
    title: CPP
Cited by (1)

Divide and Check: Logical Relations, No Algorithms Attached poiret_etal_2026

The correctness of type-checking implementations for proof assistants based on dependent type theory relies on metatheoretical properties that ensure the decidability of typing, some of which require substantial logical strength. Recent mechanizations of such algorithms have highlighted the importance of separating the algorithmic components of the proof - often intricate but requiring relatively low logical strength - from the logical components, which depend on stronger metatheoretical properties, such as normalization or the injectivity of type constructors. In this work, we revisit the logical relations technique and show how it can be used to derive these metatheoretical properties in a direct and uniform way for a core dependent type theory featuring Π-types, N, ⊥ and a universe U. Our presentation yields a compact and conceptually simplified argument that isolates the logically strong reasoning from the algorithmic core. We argue that this approach scales smoothly to richer type theories, and demonstrate this by extending our construction to Exceptional Type Theory (ExcTT), obtaining the first mechanized canonicity proof for this theory.
DOI
Cites 99 works (29 here)
With notes (29)

Normalization for multimodal type theory gratzer-2026-normalization

We prove normalization for MTT, a general multimodal dependent type theory capable of expressing modal type theories for guarded recursion, internalized parametricity, and various other prototypical modal situations. We prove that deciding type checking and conversion in MTT can be reduced to deciding the equality of modalities in the underlying modal situation, immediately yielding a type checking algorithm for all instantiations of MTT in the literature. This proof uses a generalization of synthetic Tait computability – an abstract approach to gluing proofs – to account for modalities. This extension is based on MTT itself, so that this proof also constitutes a significant case study of MTT.
DOI · arXiv

Normalisation for First-Class Universe Levels danielsson-2026-normalisation

Various mechanisms are available for managing universe levels in proof assistants based on type theory. The Agda proof assistant implements a strong form of universe polymorphism in which universe levels are internalised as a type, making levels first-class objects and permitting higher-rank quantification via ordinary Π-types. We prove normalisation and decidability of equality and type-checking for a type theory with first-class universe levels inspired by Agda. We also show that level primitives can safely be erased in extracted programs. Our development is formalised in Agda itself and builds upon previous work which uses logical relations on extrinsically typed syntax.
PDF · DOI · pldb

Handling Higher-Order Effectful Operations with Judgemental Monadic Laws yang-2026-handling

This paper studies the design of programming languages with handlers of higher-order effectful operations - effectful operations that may take in computations as arguments or return computations as output. We present and analyse a core calculus with higher-kinded impredicative polymorphism, handlers of higher-order effectful operations, and optionally general recursion. The distinctive design choice of this calculus is that handlers are carried by lawless raw monads, while the computation judgements still satisfy the monadic laws judgementally. We present the calculus with a logical framework and give denotational models of the calculus using realizability semantics. We prove closed-term canonicity and parametricity for the recursion-free fragment of the language using synthetic Tait computability and a novel form of the ⊤⊤-lifting technique.
PDF · DOI · arXiv · pldb

Type Theory in Type Theory using a Strictified Syntax kaposi_pujet_2025

The metatheory of dependent types has seen a lot of progress in recent years. In particular, the development of categorical gluing finally lets us work with semantic presentations of type theory (such as categories with families) to establish fundamental properties of type theory such as canonicity and normalisation. However, proofs by gluing have yet to reach the stage of computer formalisation: formal proofs for the metatheory of dependent types are still stuck in the age of tedious syntactic proofs. The main reason for this is that semantic presentations of type theory are defined using sophisticated indexed inductive types, which are prone to “transport hell”. In this paper, we introduce a new technique to work with CwFs in intensional type theory without getting stuck in transport hell. More specifically, we construct an alternative presentation of the initial CwF which encodes the substitutions as metatheoretical functions. This has the effect of strictifying all the equations that are involved in the substitution calculus, which greatly reduces the need for transports. As an application, we use our strictified initial CwF to give a short and elegant proof of canonicity for a type theory with dependent products and booleans with large elimination. The resulting proof is fully formalised in Agda.
PDF · DOI · pldb

A Language-Agnostic Logical Relation for Message-Passing Protocols zhang-2025-a

Today’s computing landscape has been gradually shifting to applications targeting distributed and heterogeneous systems, such as cloud computing and Internet of Things (IoT) applications. These applications are predominantly concurrent, employ message-passing, and interface with foreign objects, ranging from externally implemented code to actual physical devices such as sensors. Verifying that the resulting systems adhere to the intended protocol of interaction is challenging – the usual assumption of a common implementation language, let alone a type system, no longer applies, ruling out any verification method based on them. This paper develops a framework for certifying protocol compliance of heterogeneous message-passing systems. It contributes the first mechanization of a language-agnostic logical relation, asserting that its inhabitants comply with the protocol specified. This definition relies entirely on a labelled transition-based semantics, accommodating arbitrary inhabitants, typed and untyped alike, including foreign objects. As a case study, the paper considers two scenarios: (1) per-instance verification of a specific application or hardware device, and (2) once-and-for-all verification of well-typed applications for a given type system. The logical relation and both scenarios are mechanized in the Coq theorem prover.
arXiv

Formal P-Category Theory and Normalization by Evaluation in Rocq berry_fiore_2025

Traditional category theory is typically based on set-theoretic principles and ideas, which are often non-constructive. An alternative approach to formalizing category theory is to use E-category theory, where hom sets become setoids. Our work reconsiders a third approach - P-category theory - from Čubrić et al. (1998) emphasizing a computational standpoint. We formalize in Rocq a modest library of P-category theory - where homs become subsetoids - and apply it to formalizing algorithms for normalization by evaluation which are purely categorical but, surprisingly, do not use neutral and normal terms. Čubrić et al. (1998) establish only a soundness correctness property by categorical means; here, we extend their work by providing a categorical proof also for a strong completeness property. For this we formalize the full universal property of the free Cartesian-closed category, which is not known to have been performed before. We further formalize a novel universal property of unquotiented simply typed lambda-calculus syntax and apply this to a proof of correctness of a categorical normalization by evaluation algorithm. We pair the overall mathematical development with a formalization in the Rocq proof assistant, following the principle that the formalization exists for practical computation. Indeed, it permits extraction of synthesized normalization programs that compute (long) beta-eta-normal forms of simply typed lambda-terms together with a derivation of beta-eta-conversion.
DOI

Controlling unfolding in type theory gratzer-2025-controlling

We present a new way to control the unfolding of definitions in dependent type theory. Traditionally, proof assistants require users to fix whether each definition will or will not be unfolded in the remainder of a development; unfolding definitions is often necessary in order to reason about them, but an excess of unfolding can result in brittle proofs and intractably large proof goals. In our system, definitions are by default not unfolded, but users can selectively unfold them in a local manner. We justify our mechanism by means of elaboration to a core theory with extension types – a connective first introduced in the context of homotopy type theory – and by establishing a normalization theorem for our core calculus. We have implemented controlled unfolding in the proof assistant, inspiring an independent implementation in Agda.
DOI

Internal Parametricity, without an Interval altenkirch-2024-internal

Parametricity is a property of the syntax of type theory implying, e.g., that there is only one function having the type of the polymorphic identity function. Parametricity is usually proven externally, and does not hold internally. Internalising it is difficult because once there is a term witnessing parametricity, it also has to be parametric itself and this results in the appearance of higher dimensional cubes. In previous theories with internal parametricity, either an explicit syntax for higher cubes is present or the theory is extended with a new sort for the interval. In this paper we present a type theory with internal parametricity which is a simple extension of Martin-Löf type theory: there are a few new type formers, term formers and equations. Geometry is not explicit in this syntax, but emergent: the new operations and equations only refer to objects up to dimension 3. We show that this theory is modelled by presheaves over the BCH cube category. Fibrancy conditions are not needed because we use span-based rather than relational parametricity. We define a gluing model for this theory implying that external parametricity and canonicity hold. The theory can be seen as a special case of a new kind of modal type theory, and it is the simplest setting in which the computational properties of higher observational type theory can be demonstrated.
PDF · DOI · arXiv · pldb

Decalf: A Directed, Effectful Cost-Aware Logical Framework grodin-2024-decalf

We present decalf , a d irected, e ffectful c ost- a ware l ogical f ramework for studying quantitative aspects of functional programs with effects. Like calf , the language is based on a formal phase distinction between the extension and the intension of a program, its pure behavior as distinct from its cost measured by an effectful step-counting primitive. The type theory ensures that the behavior is unaffected by the cost accounting. Unlike calf , the present language takes account of effects , such as probabilistic choice and mutable state. This extension requires a reformulation of calf ’s approach to cost accounting: rather than rely on a “separable” notion of cost, here a cost bound is simply another program . To make this formal, we equip every type with an intrinsic preorder, relaxing the precise cost accounting intrinsic to a program to a looser but nevertheless informative estimate. For example, the cost bound of a probabilistic program is itself a probabilistic program that specifies the distribution of costs. This approach serves as a streamlined alternative to the standard method of isolating a cost recurrence and readily extends to higher-order, effectful programs. The development proceeds by first introducing the decalf type system, which is based on an intrinsic ordering among terms that restricts in the extensional phase to extensional equality, but in the intensional phase reflects an approximation of the cost of a program of interest. This formulation is then applied to a number of illustrative examples, including pure and effectful sorting algorithms, simple probabilistic programs, and higher-order functions. Finally, we justify decalf via a model in the topos of augmented simplicial sets.
PDF · DOI · arXiv · pldb

Three non-cubical applications of extension types zhang-2023-three

The development of cubical type theory inspired the idea of “extension types” which has been found to have applications in other type theories that are unrelated to homotopy type theory or cubical type theory. This article describes these applications, including on records, metaprogramming, controlling unfolding, and some more exotic ones.
arXiv

For the Metatheory of Type Theory, Internal Sconing Is Enough bocquet_etal_2023

Metatheorems about type theories are often proven by interpreting the syntax into models constructed using categorical gluing. We propose to use only sconing (gluing along a global section functor) instead of general gluing. The sconing is performed internally to a presheaf category, and we recover the original glued model by externalization.

Our method relies on constructions involving two notions of models: first-order models (with explicit contexts) and higher-order models (without explicit contexts). Sconing turns a displayed higher-order model into a displayed first-order model.

Using these, we derive specialized induction principles for the syntax of type theory. The input of such an induction principle is a boilerplate-free description of its motives and methods, not mentioning contexts. The output is a section with computation rules specified in the same internal language. We illustrate our framework by proofs of canonicity and normalization for type theory.

DOI · arXiv

Semantic analysis of normalisation by evaluation for typed lambda calculus fiore-2022-semantic

This paper studies normalisation by evaluation for typed lambda calculus from a categorical and algebraic viewpoint. The first part of the paper analyses the lambda definability result of Jung and Tiuryn via Kripke logical relations and shows how it can be adapted to unify definability and normalisation, yielding an extensional normalisation result. In the second part of the paper, the analysis is refined further by considering intensional Kripke relations (in the form of Artin–Wraith glueing) and shown to provide a function for normalising terms, casting normalisation by evaluation in the context of categorical glueing. The technical development includes an algebraic treatment of the syntax and semantics of the typed lambda calculus that allows the definition of the normalisation function to be given within a simply typed metatheory. A normalisation-by-evaluation program in a dependently typed functional programming language is synthesised.
DOI · arXiv

A Cubical Language for Bishop Sets sterling-2022-a

We present XTT, a version of Cartesian cubical type theory specialized for Bishop sets à la Coquand, in which every type enjoys a definitional version of the uniqueness of identity proofs. Using cubical notions, XTT reconstructs many of the ideas underlying Observational Type Theory, a version of intensional type theory that supports function extensionality. We prove the canonicity property of XTT (that every closed boolean is definitionally equal to a constant) using Artin gluing.
DOI

A cost-aware logical framework niu-2022-a

We present calf, a cost-aware logical framework for studying quantitative aspects of functional programs. Taking inspiration from recent work that reconstructs traditional aspects of programming languages in terms of a modal account of phase distinctions, we argue that the cost structure of programs motivates a phase distinction between intension and extension. Armed with this technology, we contribute a synthetic account of cost structure as a computational effect in which cost-aware programs enjoy an internal noninterference property: input/output behavior cannot depend on cost. As a full-spectrum dependent type theory, calf presents a unified language for programming and specification of both cost and behavior that can be integrated smoothly with existing mathematical libraries available in type theoretic proof assistants. We evaluate calf as a general framework for cost analysis by implementing two fundamental techniques for algorithm analysis: the method of recurrence relations and physicist’s method for amortized analysis. We deploy these techniques on a variety of case studies: we prove a tight, closed bound for Euclid’s algorithm, verify the amortized complexity of batched queues, and derive tight, closed bounds for the sequential and parallel complexity of merge sort, all fully mechanized in the Agda proof assistant. Lastly we substantiate the soundness of quantitative reasoning in calf by means of a model construction.
PDF · DOI · arXiv · pldb

Strict universes for Grothendieck topoi gratzer-2022-strict

Hofmann and Streicher famously showed how to lift Grothendieck universes into presheaf topoi, and Streicher has extended their result to the case of sheaf topoi by sheafification. In parallel, van den Berg and Moerdijk have shown in the context of algebraic set theory that similar constructions continue to apply even in weaker metatheories. Unfortunately, sheafification seems not to preserve an important realignment property enjoyed by the presheaf universes that plays a critical role in models of univalent type theory as well as synthetic Tait computability, a recent technique to establish syntactic properties of type theories and programming languages. In the context of multiple universes, the realignment property also implies a coherent choice of codes for connectives at each universe level, thereby interpreting the cumulativity laws present in popular formulations of Martin-Löf type theory. We observe that a slight adjustment to an argument of Shulman constructs a cumulative universe hierarchy satisfying the realignment property at every level in any Grothendieck topos. Hence one has direct-style interpretations of Martin-Löf type theory with cumulative universes into all Grothendieck topoi. A further implication is to extend the reach of recent synthetic methods in the semantics of cubical type theory and the syntactic metatheory of type theory and programming languages to all Grothendieck topoi.
DOI · arXiv

Logical Relations as Types: Proof-Relevant Parametricity for Program Modules sterling_harper_2021

The theory of program modules is of interest to language designers not only for its practical importance to programming, but also because it lies at the nexus of three fundamental concerns in language design: the phase distinction, computational effects, and type abstraction. We contribute a fresh “synthetic” take on program modules that treats modules as the fundamental constructs, in which the usual suspects of prior module calculi (kinds, constructors, dynamic programs) are rendered as derived notions in terms of a modal type-theoretic account of the phase distinction. We simplify the account of type abstraction (embodied in the generativity of module functors) through a lax modality that encapsulates computational effects, placing projectibility of module expressions on a type-theoretic basis.

Our main result is a (significant) proof-relevant and phase-sensitive generalization of the Reynolds abstraction theorem for a calculus of program modules, based on a new kind of logical relation called a parametricity structure. Parametricity structures generalize the proof-irrelevant relations of classical parametricity to proof-relevant families, where there may be non-trivial evidence witnessing the relatedness of two programs—simplifying the metatheory of strong sums over the collection of types, for although there can be no “relation classifying relations,” one easily accommodates a “family classifying small families.”

Using the insight that logical relations/parametricity is itself a form of phase distinction between the syntactic and the semantic, we contribute a new synthetic approach to phase separated parametricity based on the slogan logical relations as types, by iterating our modal account of the phase distinction. We axiomatize a dependent type theory of parametricity structures using two pairs of complementary modalities (syntactic, semantic) and (static, dynamic), substantiated using the topos theoretic Artin gluing construction. Then, to construct a simulation between two implementations of an abstract type, one simply programs a third implementation whose type component carries the representation invariant.

DOI · arXiv

Syntax and models of Cartesian cubical type theory angiuli-2021-syntax

We present a cubical type theory based on the Cartesian cube category (faces, degeneracies, symmetries, diagonals, but no connections or reversal) with univalent universes, each containing Π, Σ, path, identity, natural number, boolean, suspension, and glue (equivalence extension) types. The type theory includes a syntactic description of a uniform Kan operation, along with judgmental equality rules defining the Kan operation on each type. The Kan operation uses both a different set of generating trivial cofibrations and a different set of generating cofibrations than the Cohen, Coquand, Huber, and Mörtberg (CCHM) model. Next, we describe a constructive model of this type theory in Cartesian cubical sets. We give a mechanized proof, using Agda as the internal language of cubical sets in the style introduced by Orton and Pitts, that glue, Π, Σ, path, identity, boolean, natural number, suspension types, and the universe itself are Kan in this model, and that the universe is univalent. An advantage of this formal approach is that our construction can also be interpreted in a range of other models, including cubical sets on the connections cube category and the De Morgan cube category, as used in the CCHM model, and bicubical sets, as used in directed type theory.
DOI

Formalizing category theory in Agda hu-2021-formalizing

PDF · DOI · arXiv · pldb

Normalization for Cubical Type Theory sterling_angiuli_2021

We prove normalization for (univalent, Cartesian) cubical type theory, closing the last major open problem in the syntactic metatheory of cubical type theory. Our normalization result is reduction-free, in the sense of yielding a bijection between equivalence classes of terms in context and a tractable language of β/η-normal forms. As corollaries we obtain both decidability of judgmental equality and the injectivity of type constructors.
Web

Modalities in homotopy type theory rijke-2020-modalities

Univalent homotopy type theory (HoTT) may be seen as a language for the category of ∞-groupoids. It is being developed as a new foundation for mathematics and as an internal language for (elementary) higher toposes. We develop the theory of factorization systems, reflective subuniverses, and modalities in homotopy type theory, including their construction using a “localization” higher inductive type. This produces in particular the (𝑛-connected, 𝑛-truncated) factorization system as well as internal presentations of subtoposes, through lex modalities. We also develop the semantics of these constructions.
DOI · arXiv

Gluing for Type Theory GluingForTypeTheory

The relationship between categorical gluing and proofs using the logical relation technique is folklore. In this paper we work out this relationship for Martin-Löf type theory and show that parametricity and canonicity arise as special cases of gluing. The input of gluing is two models of type theory and a pseudomorphism between them and the output is a displayed model over the first model. A pseudomorphism preserves the categorical structure strictly, the empty context and context extension up to isomorphism, and there are no conditions on preservation of type formers. We look at three examples of pseudomorphisms: the identity on the syntax, the interpretation into the set model and the global section functor. Gluing along these result in syntactic parametricity, semantic parametricity and canonicity, respectively.
DOI

Cubical Syntax for Reflection-Free Extensional Equality sterling-2019-cubical

We contribute XTT, a cubical reconstruction of Observational Type Theory [Altenkirch et al., 2007] which extends Martin-Löf’s intensional type theory with a dependent equality type that enjoys function extensionality and a judgmental version of the unicity of identity proofs principle (UIP): any two elements of the same equality type are judgmentally equal. Moreover, we conjecture that the typing relation can be decided in a practical way. In this paper, we establish an algebraic canonicity theorem using a novel extension of the logical families or categorical gluing argument inspired by Coquand and Shulman [Coquand, 2018; Shulman, 2015]: every closed element of boolean type is derivably equal to either true or false.
DOI · arXiv

The RedPRL Proof Assistant (Invited Paper) angiuli-2018-the

RedPRL is an experimental proof assistant based on Cartesian cubical computational type theory, a new type theory for higher-dimensional constructions inspired by homotopy type theory. In the style of Nuprl, RedPRL users employ tactics to establish behavioral properties of cubical functional programs embodying the constructive content of proofs. Notably, RedPRL implements a two-level type theory, allowing an extensional, proof-irrelevant notion of exact equality to coexist with a higher-dimensional proof-relevant notion of paths.
DOI · arXiv

Cartesian Cubical Computational Type Theory: Constructive Reasoning with Paths and Equalities angiuli-2018-cartesian

We present a dependent type theory organized around a Cartesian notion of cubes (with faces, degeneracies, and diagonals), supporting both fibrant and non-fibrant types. The fibrant fragment validates Voevodsky’s univalence axiom and includes a circle type, while the non-fibrant fragment includes exact (strict) equality types satisfying equality reflection. Our type theory is defined by a semantics in cubical partial equivalence relations, and is the first two-level type theory to satisfy the canonicity property: all closed terms of boolean type evaluate to either true or false.
DOI · arXiv

A type theory for synthetic ∞-categories riehl-2017-a

We propose foundations for a synthetic theory of (∞,1)-categories within homotopy type theory. We axiomatize a directed interval type, then define higher simplices from it and use them to probe the internal categorical structures of arbitrary types. We define Segal types, in which binary composites exist uniquely up to homotopy; this automatically ensures composition is coherently associative and unital at all dimensions. We define Rezk types, in which the categorical isomorphisms are additionally equivalent to the type-theoretic identities - a “local univalence” condition. And we define covariant fibrations, which are type families varying functorially over a Segal type, and prove a “dependent Yoneda lemma” that can be viewed as a directed form of the usual elimination rule for identity types. We conclude by studying homotopically correct adjunctions between Segal types, and showing that for a functor between Rezk types to have an adjoint is a mere proposition. To make the bookkeeping in such proofs manageable, we use a three-layered type theory with shapes, whose contexts are extended by polytopes within directed cubes, which can be abstracted over using “extension types” that generalize the path-types of cubical type theory. In an appendix, we describe the motivating semantics in the Reedy model structure on bisimplicial sets, in which our Segal and Rezk types correspond to Segal spaces and complete Segal spaces.
DOI · arXiv

Observational equality, now! altenkirch-2007-observational

DOI

Call-By-Push-Value: A Functional/Imperative Synthesis levy-2003-callbypushvalue

DOI

Notes on sconing and relators mitchell_scedrov_1993

DOI

Functorial Semantics of Algebraic Theories lawvere_1963

Web
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li_etal_2025 reference entries/refs/li_etal_2025/li_etal_2025.hel