Reference. Modular Denotational Semantics for Effects with Guarded Interaction Trees

We present guarded interaction trees — a structure and a fully formalized framework for representing higherorder computations with higher-order effects in Coq, inspired by domain theory and the recently proposed interaction trees. We also present an accompanying separation logic for reasoning about guarded interaction trees. To demonstrate that guarded interaction trees provide a convenient domain for interpreting higher-order languages with effects, we define an interpretation of a PCF-like language with effects and show that this interpretation is sound and computationally adequate; we prove the latter using a logical relation defined using the separation logic. Guarded interaction trees also allow us to combine different effects and reason about them modularly. To illustrate this point, we give a modular proof of type soundness of cross-language interactions for safe interoperability of different higher-order languages with different effects. All results in the paper are formalized in Coq using the Iris logic over guarded type theory.

Cite

Cite as @frumin-2024-modular (helia, typst) · \cite{frumin-2024-modular} (LaTeX)
BibTeX
bibtex · 1 line
@article{frumin-2024-modular, title={Modular Denotational Semantics for Effects with Guarded Interaction Trees}, volume={8}, ISSN={2475-1421}, url={http://dx.doi.org/10.1145/3632854}, DOI={10.1145/3632854}, number={POPL}, journal={Proceedings of the ACM on Programming Languages}, publisher={Association for Computing Machinery (ACM)}, author={Frumin, Dan and Timany, Amin and Birkedal, Lars}, year={2024}, month=Jan, pages={332–361} }
hayagriva YAML (typst)
yaml · 19 lines
frumin-2024-modular:
  type: article
  title: Modular Denotational Semantics for Effects with Guarded Interaction Trees
  author:
  - Frumin, Dan
  - Timany, Amin
  - Birkedal, Lars
  date: 2024-01
  page-range: 332-361
  url: http://dx.doi.org/10.1145/3632854
  serial-number:
    doi: 10.1145/3632854
    issn: 2475-1421
  parent:
    type: periodical
    title: Proceedings of the ACM on Programming Languages
    publisher: Association for Computing Machinery (ACM)
    issue: POPL
    volume: 8
Cited by (7)

Handling Higher-Order Effectful Operations with Judgemental Monadic Laws yang-2026-handling

This paper studies the design of programming languages with handlers of higher-order effectful operations - effectful operations that may take in computations as arguments or return computations as output. We present and analyse a core calculus with higher-kinded impredicative polymorphism, handlers of higher-order effectful operations, and optionally general recursion. The distinctive design choice of this calculus is that handlers are carried by lawless raw monads, while the computation judgements still satisfy the monadic laws judgementally. We present the calculus with a logical framework and give denotational models of the calculus using realizability semantics. We prove closed-term canonicity and parametricity for the recursion-free fragment of the language using synthetic Tait computability and a novel form of the ⊤⊤-lifting technique.
PDF · DOI · arXiv · pldb

Context-Dependent Effects and Concurrency in Guarded Interaction Trees stepanenko-2025-context

Guarded Interaction Trees are a structure and a fully formalized framework for representing higher-order computations with higher-order effects in Rocq. We present an extension of Guarded Interaction Trees to support formal reasoning about context-dependent effects. That is, effects whose behaviors depend on the evaluation context, e.g., call/cc, shift and reset. Using and reasoning about such effects is challenging since certain compositionality principles no longer hold in the presence of such effects. For example, the so-called “bind rule” in modern program logics is no longer valid. The goal of our extension is to support representation and reasoning about context-dependent effects in the most painless way possible. To that end, our extension is conservative: the reasoning principles for context-independent effects remain the same. We use it to give direct-style denotational semantics for higher-order programming languages with call/cc and with delimited continuations. We extend the program logic for Guarded Interaction Trees to account for context-dependent effects, and we use the program logic to prove that the denotational semantics is adequate with respect to the operational semantics. Additionally, we retain the ability to combine multiple effects in a modular way, which we demonstrate by showing type soundness for safe interoperability of a programming language with delimited continuations and a programming language with higher-order store. Furthermore, as another contribution, in addition to context-dependent effects, we show how to extend Guarded Interaction Trees with preemptive concurrency. To support implementation and verification of concurrent data structures and algorithms in the presence of preemptive concurrency one requires atomic state modification operations, e.g., compare-and-exchange.
arXiv

Modelling Recursion and Probabilistic Choice in Guarded Type Theory stassen-2025-modelling

Constructive type theory combines logic and programming in one language. This is useful both for reasoning about programs written in type theory, as well as for reasoning about other programming languages inside type theory. It is well-known that it is challenging to extend these applications to languages with recursion and computational effects such as probabilistic choice, because these features are not easily represented in constructive type theory. We show how to define and reason about FPC ⊕ , a programming language with probabilistic choice and recursive types, in guarded type theory. We use higher inductive types to represent finite distributions and guarded recursion to model recursion. We define both operational and denotational semantics of FPC ⊕ , as well as a relation between the two. The relation can be used to prove adequacy, but we also show how to use it to reason about programs up to contextual equivalence.
DOI · arXiv · pldb

Denotational Semantics of Gradual Typing using Synthetic Guarded Domain Theory giovannini_ding_new_2025

Gradually typed programming languages, which allow for soundly mixing static and dynamically typed programming styles, present a strong challenge for metatheorists. Even the simplest sound gradually typed languages feature at least recursion and errors, with realistic languages featuring furthermore runtime allocation of memory locations and dynamic type tags. Further, the desired metatheoretic properties of gradually typed languages have become increasingly sophisticated: validity of type-based equational reasoning as well as the relational property known as graduality. Many recent works have tackled verifying these properties, but the resulting mathematical developments are highly repetitive and tedious, with few reusable theorems persisting across different developments.

In this work, we present a new denotational semantics for gradual typing developed using guarded domain theory. Guarded domain theory combines the generality of step-indexed logical relations for modeling advanced programming features with the modularity and reusability of denotational semantics. We demonstrate the feasibility of this approach with a model of a simple gradually typed lambda calculus and prove the validity of beta-eta equality and the graduality theorem for the denotational model. This model should provide the basis for a reusable mathematical theory of gradually typed program semantics. Finally, we have mechanized most of the core theorems of our development in Guarded Cubical Agda, a recent extension of Agda with support for the guarded recursive constructions we use.

PDF · DOI · pldb

Context-Dependent Effects in Guarded Interaction Trees stepanenko-2025-contextx

Guarded Interaction Trees are a structure and a fully formalized framework for representing higher-order computations with higher-order effects in Coq. We present an extension of Guarded Interaction Trees to support formal reasoning about context-dependent effects. That is, effects whose behaviors depend on the evaluation context, e.g., call/cc, shift, and reset. Using and reasoning about such effects is challenging since certain compositionality principles no longer hold in the presence of such effects. For example, the so-called “bind rule” in modern program logics (which allows one to reason modularly about a term inside a context) is no longer valid. The goal of our extension is to support representation and reasoning about context-dependent effects in the most painless way possible. To that end, our extension is conservative: the reasoning principles (and the Coq implementation) for context-independent effects remain the same. We show that our implementation of context-dependent effects is viable and powerful. We use it to give direct-style denotational semantics for higher-order programming languages with call/cc and with delimited continuations. We extend the program logic for Guarded Interaction Trees to account for context-dependent effects, and we use the program logic to prove that the denotational semantics is adequate with respect to the operational semantics. This is achieved by constructing logical relations between syntax and semantics inside the program logic. Additionally, we retain the ability to combine multiple effects in a modular way, which we demonstrate by showing type soundness for safe interoperability of a programming language with delimited continuations and a programming language with higher-order store.
PDF · DOI · pldb

Solving Guarded Domain Equations in Presheaves over Ordinals and Mechanizing It stepanenko-2025-solving

Constructing solutions to recursive domain equations is a well-known, important problem in the study of programs and programming languages. Mathematically speaking, the problem is finding a fixed point (up to isomorphism) of a suitable functor over a suitable category. A particularly useful instance, inspired by the step-indexing technique, is where the functor is over (a subcategory of) the category of presheaves over the ordinal ω and the functors are locally-contractive, also known as guarded functors. This corresponds to step-indexing over natural numbers. However, for certain problems, e.g., when dealing with infinite non-determinism, one needs to employ trans-finite step-indexing, i.e., consider presheaf categories over higher ordinals. Prior work on trans-finite step-indexing either only considers a very narrow class of functors over a particularly restricted subcategory of presheaves over higher ordinals, or treats the problem very generally working with sheaves over an arbitrary complete Heyting algebra with a well-founded basis. In this paper we present a solution to the guarded domain equations problem over all guarded functors over the category of presheaves over ordinal numbers, as well as its mechanization in the Rocq Prover. As the categories of sheaves and presheaves over ordinals are equivalent, our main contribution is simplifying prior work from the setting of the category of sheaves to the setting of the category of presheaves and mechanizing it - presheaves are more amenable to mechanization in a proof assistant.
DOI

A Logical Approach to Type Soundness timany-2024-a

Type soundness, which asserts that “well-typed programs cannot go wrong,” is widely viewed as the canonical theorem one must prove to establish that a type system is doing its job. It is commonly proved using the so-called syntactic approach (also known as progress and preservation ), which has had a huge impact on the study and teaching of programming language foundations. Unfortunately, syntactic type soundness is a rather weak theorem. It only applies to programs that are well typed in their entirety and thus tells us nothing about the many programs written in “safe” languages that make use of “unsafe” language features. Even worse, it tells us nothing about whether type systems achieve one of their main goals: enforcement of data abstraction. One can easily define a language that enjoys syntactic type soundness and yet fails to support even the most basic modular reasoning principles for abstraction mechanisms like closures, objects, and abstract data types. Given these concerns, we argue that programming languages researchers should no longer be satisfied with proving syntactic type soundness and should instead start proving semantic type soundness , a more useful theorem that captures more accurately what type systems are actually good for. Semantic type soundness is an old idea—Milner’s original account of type soundness from 1978 was semantic—but it fell out of favor in the 1990s due to limitations and complexities of denotational models. In the succeeding decades, thanks to a series of technical advances—notably, step-indexed Kripke logical relations constructed over operational semantics and higher-order concurrent separation logic as consolidated in the Iris framework in Coq—we can now build (machine-checked) semantic soundness proofs at a much higher level of abstraction than was previously possible. The resulting “logical” approach to semantic type soundness has already been employed to great effect in a number of recent papers, but those papers typically (a) concern advanced problem scenarios that complicate the presentation, (b) assume significant prior knowledge of the reader, and (c) suppress many details of the proofs. Here, we aim to provide a gentler, more pedagogically motivated introduction to logical type soundness, targeted at a broader audience that may or may not be familiar with logical relations and Iris. As a bonus, we also show how logical type soundness proofs can easily be generalized to establish an even stronger relational property— representation independence —for realistic type systems.
DOI
Cites 38 works (6 here)
With notes (6)

Reasoning about effect interaction by fusion yang-2021-reasoning

Effect handlers can be composed by applying them sequentially, each handling some operations and leaving other operations uninterpreted in the syntax tree. However, the semantics of composed handlers can be subtle—it is well known that different orders of composing handlers can lead to drastically different semantics. Determining the correct order of composition is a non-trivial task. To alleviate this problem, this paper presents a systematic way of deriving sufficient conditions on handlers for their composite to correctly handle combinations, such as the sum and the tensor, of the effect theories separately handled. These conditions are solely characterised by the clauses for relevant operations of the handlers, and are derived by fusing two handlers into one using a form of fold/build fusion and continuation-passing style transformation. As case studies, the technique is applied to commutative and distributive interaction of handlers to obtain a series of results about the interaction of common handlers: (a) equations respected by each handler are preserved after handler composition; (b) handling mutable state before any handler gives rise to a semantics in which state operations are commutative with any operations from the latter handler; (c) handling the writer effect and mutable state in either order gives rise to a correct handler of the commutative combination of these two theories.
PDF · DOI · pldb

Iris from the ground up: A modular foundation for higher-order concurrent separation logic jung_etal_iris_ground_up_2018

Iris is a framework for higher-order concurrent separation logic, which has been implemented in the Coq proof assistant and deployed very effectively in a wide variety of verification projects. Iris was designed with the express goal of simplifying and consolidating the foundations of modern separation logics, but it has evolved over time, and the design and semantic foundations of Iris itself have yet to be fully written down and explained together properly in one place. Here, we attempt to fill this gap, presenting a reasonably complete picture of the latest version of Iris (version 3.1), from first principles and in one coherent narrative.
PDF · DOI · pldb

Interactive proofs in higher-order concurrent separation logic krebbers-2017-interactive

PDF · DOI · pldb

Higher-order ghost state jung_higher-order_2016

The development of concurrent separation logic (CSL) has sparked a long line of work on modular verification of sophisticated concurrent programs. Two of the most important features supported by several existing extensions to CSL are higher-order quantification and custom ghost state. However, none of the logics that support both of these features reap the full potential of their combination. In particular, none of them provide general support for a feature we dub “higher-order ghost state”: the ability to store arbitrary higher-order separation-logic predicates in ghost variables. In this paper, we propose higher-order ghost state as a interesting and useful extension to CSL, which we formalize in the framework of Jung et al.‘s recently developed Iris logic. To justify its soundness, we develop a novel algebraic structure called CMRAs (“cameras”), which can be thought of as “step-indexed partial commutative monoids”. Finally, we show that Iris proofs utilizing higher-order ghost state can be effectively formalized in Coq, and discuss the challenges we faced in formalizing them.
PDF · DOI · pldb

Iris: Monoids and Invariants as an Orthogonal Basis for Concurrent Reasoning jung-2015-iris

PDF · DOI · pldb

First steps in synthetic guarded domain theory: step-indexing in the topos of trees birkedalFirstStepsSGDT2012

We present the topos S of trees as a model of guarded recursion. We study the internal dependently-typed higher-order logic of S and show that S models two modal operators, on predicates and types, which serve as guards in recursive definitions of terms, predicates, and types. In particular, we show how to solve recursive type equations involving dependent types. We propose that the internal logic of S provides the right setting for the synthetic construction of abstract versions of step-indexed models of programming languages and program logics. As an example, we show how to construct a model of a programming language with higher-order store and recursive types entirely inside the internal logic of S. Moreover, we give an axiomatic categorical treatment of models of synthetic guarded domain theory and prove that, for any complete Heyting algebra A with a well-founded basis, the topos of sheaves over A forms a model of synthetic guarded domain theory, generalizing the results for S.
DOI
External (32)
frumin-2024-modular reference entries/refs/frumin-2024-modular/frumin-2024-modular.hel