Monads provide a simple and concise interface to user-defined computational effects in functional programming languages. This enables equational reasoning about effects, abstraction over monadic interfaces and the development of monad transformer stacks to allow for multiple effects. Compiler implementors and assembly code programmers similarly virtualize effects, and would benefit from similar abstractions if possible. However, the implementation details of effects seem disconnected from the high-level monad interface: at this lower level much of the design is in the layout of the runtime stack, which is not accessible in a high-level programming language.

We demonstrate that the monadic interface can be faithfully adapted from high-level functional programming to a lower level setting with explicit stack manipulation. We use a polymorphic call-by-push-value (CBPV) calculus as a setting that captures the essence of stack-manipulation, with a type system that allows programs to define domain-specific stack structures. Within this setting, we show that the existing category-theoretic notion of a relative monad can be used to model the stack-based implementation of computational effects. To demonstrate generality, we adapt a variety of standard monads to relative monads. Additionally, we show that stack-manipulating programs can benefit from a generalization of do-notation we call “monadic blocks” that allow all CBPV code to be reinterpreted to work with an arbitrary relative monad. As an application, we show that all relative monads extend automatically to relative monad transformers, a process which is not automatic for monads in pure languages.

We present a gradually typed language, GrEff, with effects and handlers that supports migration from unchecked to checked effect typing. This serves as a simple model of the integration of an effect typing discipline with an existing effectful typed language that does not track fine-grained effect information. Our language supports a simple module system to model the programming model of gradual migration from unchecked to checked effect typing in the style of Typed Racket.

The surface language GrEff is given semantics by elaboration to a core language Core GrEff. We equip Core GrEff with an inequational theory for reasoning about the semantic error ordering and desired program equivalences for programming with effects and handlers. We derive an operational semantics for the language from the equations provable in the theory. We then show that the theory is sound by constructing an operational logical relations model to prove the graduality theorem. This extends prior work on embedding-projection pair models of gradual typing to handle effect typing and subtyping.

Algebraic effects offer a versatile framework that covers a wide variety of effects. However, the family of operations that delimit scopes are not algebraic and are usually modelled as handlers, thus preventing them from being used freely in conjunction with algebraic operations. Although proposals for scoped operations exist, they are either ad-hoc and unprincipled, or too inconvenient for practical programming. This paper provides the best of both worlds: a theoretically-founded model of scoped effects that is convenient for implementation and reasoning. Our new model is based on an adjunction between a locally finitely presentable category and a category of functorial algebras . Using comparison functors between adjunctions, we show that our new model, an existing indexed model, and a third approach that simulates scoped operations in terms of algebraic ones have equal expressivity for handling scoped operations. We consider our new model to be the sweet spot between ease of implementation and structuredness. Additionally, our approach automatically induces fusion laws of handlers of scoped effects, which are useful for reasoning and optimisation.

Bidirectional typing combines two modes of typing: type checking, which checks that a program satisfies a known type, and type synthesis, which determines a type from the program. Using checking enables bidirectional typing to support features for which inference is undecidable; using synthesis enables bidirectional typing to avoid the large annotation burden of explicitly typed languages. In addition, bidirectional typing improves error locality. We highlight the design principles that underlie bidirectional type systems, survey the development of bidirectional typing from the prehistoric period before Pierce and Turner’s local type inference to the present day, and provide guidance for future investigations.

Gradually typed languages are designed to support both dynamically typed and statically typed programming styles while preserving the benefits of each. Sound gradually typed languages dynamically check types at runtime at the boundary between statically typed and dynamically typed modules. However, there is much disagreement in the gradual typing literature over how to enforce complex types such as tuples, lists, functions and objects. In this paper, we propose a new perspective on the design of runtime gradual type enforcement: runtime type casts exist precisely to ensure the correctness of certain type-based refactorings and optimizations. For instance, for simple types, a language designer might desire that beta-eta equality is valid. We show that this perspective is useful by demonstrating that a cast semantics can be derived from beta-eta equality. We do this by providing an axiomatic account program equivalence in a gradual cast calculus in a logic we call gradual type theory (GTT). Based on Levy’s call-by-push-value, GTT allows us to axiomatize both call-by-value and call-by-name gradual languages. We then show that we can derive the behavior of casts for simple types from the corresponding eta equality principle and the assumption that the language satisfies a property called graduality, also known as the dynamic gradual guarantee. Since we can derive the semantics from the assumption of eta equality, we also receive a useful contrapositive: any observably different cast semantics that satisfies graduality must violate the eta equality. We show the consistency and applicability of our axiomatic theory by proving that a contract-based implementation using the lazy cast semantics gives a logical relations model of our type theory, where equivalence in GTT implies contextual equivalence of the programs. Since GTT also axiomatizes the dynamic gradual guarantee, our model also establishes this central theorem of gradual typing. The model is parameterized by the implementation of the dynamic types, and so gives a family of implementations that validate type-based optimization and the gradual guarantee.

We explore the design and implementation of Frank, a strict functional programming language with a bidirectional effect type system designed from the ground up around a novel variant of Plotkin and Pretnar’s effect handler abstraction. Effect handlers provide an abstraction for modular effectful programming: a handler acts as an interpreter for a collection of commands whose interfaces are statically tracked by the type system. However, Frank eliminates the need for an additional effect handling construct by generalising the basic mechanism of functional abstraction itself. A function is but the special case of a Frank operator that interprets no commands. Moreover, Frank’s operators can be multihandlers which simultaneously interpret commands from several sources at once, without disturbing the direct style of functional programming with values. Effect typing in Frank employs a novel form of effect polymorphism which avoids mentioning effect variables in source code. This is achieved by propagating an ambient ability inwards, rather than accumulating unions of potential effects outwards. With the ambient ability describing the effects that are available at a certain point in the code, it can become necessary to reconfigure access to the ambient ability. A primary goal is to be able to encapsulate internal effects, eliminating a phenomenon we call effect pollution . Moreover, it is sometimes desirable to rewire the effect flow between effectful library components. We propose adaptors as a means for supporting both effect encapsulation and more general rewiring. Programming with effects and handlers is in its infancy. We contribute an exploration of future possibilities, particularly in combination with other forms of rich type systems.

Plotkin and Pretnar’s effect handlers offer a versatile abstraction for modular programming with user-defined effects. This paper focuses on foundations for implementing effect handlers, for the three different kinds of effect handlers that have been proposed in the literature: deep, shallow, and parameterised. Traditional deep handlers are defined by folds over computation trees and are the original construct proposed by Plotkin and Pretnar. Shallow handlers are defined by case splits (rather than folds) over computation trees. Parameterised handlers are deep handlers extended with a state value that is threaded through the folds over computation trees. We formulate the extensions both directly and via encodings in terms of deep handlers and illustrate how the direct implementations avoid the generation of unnecessary closures. We give two distinct foundational implementations of all the kinds of handlers we consider: a continuation-passing style (CPS) transformation and a CEK-style abstract machine. In both cases, the key ingredient is a generalisation of the notion of continuation to accommodate stacks of effect handlers. We obtain our CPS translation through a series of refinements as follows. We begin with a first-order CPS translation into untyped lambda calculus which manages a stack of continuations and handlers as a curried sequence of arguments. We then refine the initial CPS translation by uncurrying it to yield a properly tail-recursive translation and then moving towards more and more intensional representations of continuations in order to support different kinds of effect handlers. Finally, we make the translation higher order in order to contract administrative redexes at translation time. Our abstract machine design then uses the same generalised continuation representation as the CPS translation. We have implemented both the abstract machine and the CPS transformation (plus extensions) as backends for the Links web programming language.

Gradually typed programming languages provide a way forward in the debate between static and dynamic typing. In a gradual language, statically typed and dynamically typed programs can intermingle, and dynamically typed scripts can be gradually migrated to a statically typed style. In a sound gradually typed language, static type information is just as reliable as in a static language, establishing correctness of type-based refactoring and optimization. To ensure this in the presence of dynamic typing, runtime type casts are inserted automatically at the boundary between static and dynamic code. However the design of these languages is somewhat ad hoc, with little guidance on how to ensure that static reasoning principles are valid. In my dissertation, I present a semantic framework for design and metatheoretic analysis of gradually typed languages based on the theory of embedding-projection pairs. I show that this semantics enables proofs of the fundamental soundness theorems of gradual typing, and that it is robust, applying it to different evaluation orders and programming features.

We compare the expressive power of three programming abstractions for user-defined computational effects: Plotkin and Pretnar’s effect handlers, Filinski’s monadic reflection, and delimited control. This comparison allows a precise discussion about the relative expressiveness of each programming abstraction. It also demonstrates the sensitivity of the relative expressiveness of user-defined effects to seemingly orthogonal language features. We present three calculi, one per abstraction, extending Levy’s call-by-push-value. For each calculus, we present syntax, operational semantics, a natural type-and-effect system, and, for effect handlers and monadic reflection, a set-theoretic denotational semantics. We establish their basic metatheoretic properties: safety, termination, and, where applicable, soundness and adequacy. Using Felleisen’s notion of a macro translation, we show that these abstractions can macro express each other, and show which translations preserve typeability. We use the adequate finitary set-theoretic denotational semantics for the monadic calculus to show that effect handlers cannot be macro expressed while preserving typeability either by monadic reflection or by delimited control. Our argument fails with simple changes to the type system such as polymorphism and inductive types. We supplement our development with a mechanised Abella formalisation.

Gradually typed languages are designed to support both dynamically typed and statically typed programming styles while preserving the benefits of each. While existing gradual type soundness theorems for these languages aim to show that type-based reasoning is preserved when moving from the fully static setting to a gradual one, these theorems do not imply that correctness of type-based refactorings and optimizations is preserved. Establishing correctness of program transformations is technically difficult, because it requires reasoning about program equivalence, and is often neglected in the metatheory of gradual languages.

In this paper, we propose an axiomatic account of program equivalence in a gradual cast calculus, which we formalize in a logic we call gradual type theory (GTT). Based on Levy’s call-by-push-value, GTT gives an axiomatic account of both call-by-value and call-by-name gradual languages. Based on our axiomatic account we prove many theorems that justify optimizations and refactorings in gradually typed languages. For example, uniqueness principles for gradual type connectives show that if the βη laws hold for a connective, then casts between that connective must be equivalent to the so-called “lazy” cast semantics. Contrapositively, this shows that “eager” cast semantics violates the extensionality of function types. As another example, we show that gradual upcasts are pure functions and, dually, gradual downcasts are strict functions. We show the consistency and applicability of our axiomatic theory by proving that a contract-based implementation using the lazy cast semantics gives a logical relations model of our type theory, where equivalence in GTT implies contextual equivalence of the programs. Since GTT also axiomatizes the dynamic gradual guarantee, our model also establishes this central theorem of gradual typing. The model is parametrized by the implementation of the dynamic types, and so gives a family of implementations that validate type-based optimization and the gradual guarantee.

We present Continuation Passing Style (CPS) translations for Plotkin and Pretnar’s effect handlers with Hillerström and Lindley’s row-typed fine-grain call-by-value calculus of effect handlers as the source language. CPS translations of handlers are interesting theoretically, to explain the semantics of handlers, and also offer a practical implementation technique that does not require special support in the target language’s runtime.

We begin with a first-order CPS translation into untyped lambda calculus which manages a stack of continuations and handlers as a curried sequence of arguments. We then refine the initial CPS translation first by uncurrying it to yield a properly tail-recursive translation and second by making it higher-order in order to contract administrative redexes at translation time. We prove that the higher-order CPS translation simulates effect handler reduction. We have implemented the higher-order CPS translation as a JavaScript backend for the Links programming language.