Enriched categories are categories whose sets of morphisms are enriched with extra structure. Such categories play a prominent role in the study of higher categories, homotopy theory, and the semantics of programming languages. In this paper, we study univalent enriched categories. We prove that all essentially surjective and fully faithful functors between univalent enriched categories are equivalences, and we show that every enriched category admits a Rezk completion. Finally, we use the Rezk completion for enriched categories to construct univalent enriched Kleisli categories.

We construct a realizability model of linear dependent type theory from a linear combinatory algebra. Our model motivates a number of additions to the type theory. In particular, we add a universe with two decoding operations: one takes codes to cartesian types and the other takes codes to linear types. The universe is impredicative in the sense that it is closed under both large cartesian dependent products and large linear dependent products. We also add a rule for injectivity of the modality turning linear terms into cartesian terms. With all of the additions, we are able to encode (linear) inductive types. As a case study, we consider the type of lists over a linear type, and demonstrate that our encoding has the relevant uniqueness principle. The construction of the realizability model is fully formalized in the proof assistant Rocq.

The development of category theory in univalent foundations and the formalization thereof is an active field of research. Categories in that setting are often assumed to be univalent which means that identities and isomorphisms of objects coincide. One consequence hereof is that equivalences and identities coincide for univalent categories and that structure on univalent categories transfers along equivalences. However, constructions such as the Kleisli category, the Karoubi envelope, and the tripos-to-topos construction, do not necessarily give univalent categories. To deal with that problem, one uses the Rezk completion, which completes a category into a univalent one. However, to use the Rezk completion when considering categories with structure, one also needs to show that the Rezk completion inherits the structure from the original category. In this work, we present a modular framework for lifting the Rezk completion from categories to categories with structure. We demonstrate the modularity of our framework by lifting the Rezk completion from categories to elementary topoi in manageable steps.

Awodey, later with Newstead, showed how polynomial functors with extra structure (termed “natural models”) hold within them the categorical semantics for dependent type theory. Their work presented these ideas clearly but ultimately led them outside of the usual category of polynomial functors to a particular tricategory of polynomials in order to explain all of the structure possessed by such models. This paper builds off that work – explicating the categorical semantics of dependent type theory by axiomatizing them entirely in terms of the usual category of polynomial functors. In order to handle the higher-categorical coherences required for such an explanation, we work with polynomial functors in the language of Homotopy Type Theory (HoTT), which allows for higher-dimensional structures to be expressed purely within this category. The move to HoTT moreover enables us to express a key additional condition on polynomial functors – univalence – which is sufficient to guarantee that models of type theory expressed as univalent polynomials satisfy all higher coherences of their corresponding algebraic structures, purely in virtue of being closed under the usual constructors of dependent type theory. We call polynomial functors satisfying this condition polynomial universes. As an example of the simplification to the theory of natural models this enables, we highlight the fact that a polynomial universe being closed under dependent product types implies the existence of a distributive law of monads, which witnesses the usual distributivity of dependent products over dependent sums.

We develop the formal theory of monads, as established by Street, in univalent foundations. This allows us to formally reason about various kinds of monads on the right level of abstraction. In particular, we define the bicategory of monads internal to a bicategory, and prove that it is univalent. We also define Eilenberg-Moore objects, and we show that both Eilenberg-Moore categories and Kleisli categories give rise to Eilenberg-Moore objects. Finally, we relate monads and adjunctions in arbitrary bicategories. Our work is formalized in Coq using the UniMath library.

The Univalence Principle is the statement that equivalent mathematical structures are indistinguishable. We prove a general version of this principle that applies to all set-based, categorical, and higher-categorical structures defined in a non-algebraic and space-based style, as well as models of higher-order theories such as topological spaces. In particular, we formulate a general definition of indiscernibility for objects of any such structure, and a corresponding univalence condition that generalizes Rezk’s completeness condition for Segal spaces and ensures that all equivalences of structures are levelwise equivalences. Our work builds on Makkai’s First-Order Logic with Dependent Sorts, but is expressed in Voevodsky’s Univalent Foundations (UF), extending previous work on the Structure Identity Principle and univalent categories in UF. This enables indistinguishability to be expressed simply as identification, and yields a formal theory that is interpretable in classical homotopy theory, but also in other higher topos models. It follows that Univalent Foundations is a fully equivalence-invariant foundation for higher-categorical mathematics, as intended by Voevodsky.

Category theory unifies mathematical concepts, aiding comparisons across structures by incorporating not just objects, but also morphisms capturing interactions between objects. Of particular importance in some applications are double categories, which are categories with two classes of morphisms, axiomatizing two different kinds of interactions between objects. These have found applications in many areas of mathematics and theoretical computer science, for instance, the study of lenses, open systems, and rewriting. However, double categories come with a wide variety of equivalences, which makes it challenging to transport structure along equivalences. To deal with this challenge, we propose the univalence maxim: each notion of equivalence of categorical structures has a corresponding notion of univalent categorical structure which induces that notion of equivalence. We also prove corresponding univalence principles, which allow us to transport structure and properties along equivalences. In this way, the usually informal practice of reasoning modulo equivalence becomes grounded in an entirely formal logical principle. We apply this perspective to various double categorical structures, such as (pseudo) double categories and double bicategories. Concretely, we characterize and formalize their definitions in Coq UniMath up to chosen equivalences, which we achieve by establishing their univalence principles.

Constructing solutions to recursive domain equations is a well-known, important problem in the study of programs and programming languages. Mathematically speaking, the problem is finding a fixed point (up to isomorphism) of a suitable functor over a suitable category. A particularly useful instance, inspired by the step-indexing technique, is where the functor is over (a subcategory of) the category of presheaves over the ordinal ω and the functors are locally-contractive, also known as guarded functors. This corresponds to step-indexing over natural numbers. However, for certain problems, e.g., when dealing with infinite non-determinism, one needs to employ trans-finite step-indexing, i.e., consider presheaf categories over higher ordinals. Prior work on trans-finite step-indexing either only considers a very narrow class of functors over a particularly restricted subcategory of presheaves over higher ordinals, or treats the problem very generally working with sheaves over an arbitrary complete Heyting algebra with a well-founded basis. In this paper we present a solution to the guarded domain equations problem over all guarded functors over the category of presheaves over ordinal numbers, as well as its mechanization in the Rocq Prover. As the categories of sheaves and presheaves over ordinals are equivalent, our main contribution is simplifying prior work from the setting of the category of sheaves to the setting of the category of presheaves and mechanizing it - presheaves are more amenable to mechanization in a proof assistant.

When working in homotopy type theory and univalent foundations, the traditional role of the category of sets, $\mathrm{𝒮︀}\mathrm{ℯ︀}\mathrm{𝓉︀}$ , is replaced by the category $\mathrm{𝒽︀}\mathrm{𝒮︀}\mathrm{ℯ︀}\mathrm{𝓉︀}$ of homotopy sets (h-sets); types with h-propositional identity types. Many of the properties of $\mathrm{𝒮︀}\mathrm{ℯ︀}\mathrm{𝓉︀}$ hold for $\mathrm{𝒽︀}\mathrm{𝒮︀}\mathrm{ℯ︀}\mathrm{𝓉︀}$ ((co)completeness, exactness, local cartesian closure, etc.). Notably, however, the univalence axiom implies that $\text{𝖮𝖻}\mathrm{𝒽︀}\mathrm{𝒮︀}\mathrm{ℯ︀}\mathrm{𝓉︀}$ is not itself an h-set, but an h-groupoid. This is expected in univalent foundations, but it is sometimes useful to also have a stricter universe of sets, for example, when constructing internal models of type theory. In this work, we equip the type of iterative sets ${\text{𝖵}}^0$ , due to Gylterud ((2018). The Journal of Symbolic Logic 83 (3) 1132–1146) as a refinement of the pioneering work of Aczel ((1978). Logic Colloquium’77 , Studies in Logic and the Foundations of Mathematics, vol. 96, Elsevier, 55–66.) on universes of sets in type theory, with the structure of a Tarski universe and show that it satisfies many of the good properties of h-sets. In particular, we organize ${\text{𝖵}}^0$ into a (non-univalent strict) category and prove that it is locally cartesian closed. This enables us to organize it into a category with families with the structure necessary to model extensional type theory internally in HoTT/UF. We do this in a rather minimal univalent type theory with W-types, in particular we do not rely on any HITs, or other complex extensions of type theory. Furthermore, the construction of ${\text{𝖵}}^0$ and the model is fully constructive and predicative, while still being very convenient to work with as the decoding from ${\text{𝖵}}^0$ into h-sets commutes definitionally for all type constructors. Almost all of the paper has been formalized in $\text{𝙰𝚐𝚍𝚊}$ using the $\text{𝚊𝚐𝚍𝚊}$ - $\text{𝚞𝚗𝚒𝚖𝚊𝚝𝚑}$ library of univalent mathematics.

We develop semantics and syntax for bicategorical type theory. Bicategorical type theory features contexts, types, terms, and directed reductions between terms. This type theory is naturally interpreted in a class of structured bicategories. We start by developing the semantics, in the form of comprehension bicategories . Examples of comprehension bicategories are plentiful; we study both specific examples as well as classes of examples constructed from other data. From the notion of comprehension bicategory, we extract the syntax of bicategorical type theory, that is, judgment forms and structural inference rules. We prove soundness of the rules by giving an interpretation in any comprehension bicategory. The semantic aspects of our work are fully checked in the Coq proof assistant, based on the UniMath library.

We develop bicategory theory in univalent foundations. Guided by the notion of univalence for (1-)categories studied by Ahrens, Kapulkin, and Shulman, we define and study univalent bicategories. To construct examples of univalent bicategories in a modular fashion, we develop displayed bicategories , an analog of displayed 1-categories introduced by Ahrens and Lumsdaine. We demonstrate the applicability of this notion and prove that several bicategories of interest are univalent. Among these are the bicategory of univalent categories with families and the bicategory of pseudofunctors between univalent bicategories. Furthermore, we show that every bicategory with univalent hom-categories is weakly equivalent to a univalent bicategory. All of our work is formalized in Coq as part of the UniMath library of univalent mathematics.

Without the axiom of choice, the free exact completion of the category of sets (i.e. the category of setoids) may not be complete or cocomplete. We will show that nevertheless, it can be enhanced to a derivator: the formal structure of categories of diagrams related by Kan extension functors. Moreover, this derivator is the free cocompletion of a point in a class of “1-truncated derivators” (which behave like a 1-category rather than a higher category). In classical mathematics, the free cocompletion of a point relative to all derivators is the homotopy theory of spaces. Thus, if there is a homotopy theory that can be shown to have this universal property constructively, its 1-truncation must contain not only sets, but also setoids. This suggests that either setoids are an unavoidable aspect of constructive homotopy theory, or more radical modifications to the notion of homotopy theory are needed.

We introduce and develop the notion of displayed categories. A displayed category over a category C is equivalent to “a category D and functor F : D –> C”, but instead of having a single collection of “objects of D” with a map to the objects of C, the objects are given as a family indexed by objects of C, and similarly for the morphisms. This encapsulates a common way of building categories in practice, by starting with an existing category and adding extra data/properties to the objects and morphisms. The interest of this seemingly trivial reformulation is that various properties of functors are more naturally defined as properties of the corresponding displayed categories. Grothendieck fibrations, for example, when defined as certain functors, use equality on objects in their definition. When defined instead as certain displayed categories, no reference to equality on objects is required. Moreover, almost all examples of fibrations in nature are, in fact, categories whose standard construction can be seen as going via displayed categories. We therefore propose displayed categories as a basis for the development of fibrations in the type-theoretic setting, and similarly for various other notions whose classical definitions involve equality on objects. Besides giving a conceptual clarification of such issues, displayed categories also provide a powerful tool in computer formalisation, unifying and abstracting common constructions and proof techniques of category theory, and enabling modular reasoning about categories of multi-component structures. As such, most of the material of this article has been formalised in Coq over the UniMath library, with the aim of providing a practical library for use in further developments.

We propose foundations for a synthetic theory of $(\infty ,1)$-categories within homotopy type theory. We axiomatize a directed interval type, then define higher simplices from it and use them to probe the internal categorical structures of arbitrary types. We define Segal types, in which binary composites exist uniquely up to homotopy; this automatically ensures composition is coherently associative and unital at all dimensions. We define Rezk types, in which the categorical isomorphisms are additionally equivalent to the type-theoretic identities - a “local univalence” condition. And we define covariant fibrations, which are type families varying functorially over a Segal type, and prove a “dependent Yoneda lemma” that can be viewed as a directed form of the usual elimination rule for identity types. We conclude by studying homotopically correct adjunctions between Segal types, and showing that for a functor between Rezk types to have an adjoint is a mere proposition. To make the bookkeeping in such proofs manageable, we use a three-layered type theory with shapes, whose contexts are extended by polytopes within directed cubes, which can be abstracted over using “extension types” that generalize the path-types of cubical type theory. In an appendix, we describe the motivating semantics in the Reedy model structure on bisimplicial sets, in which our Segal and Rezk types correspond to Segal spaces and complete Segal spaces.

We report on our experience implementing category theory in Coq 8.5. Our work formalizes most of basic category theory, including concepts not covered by existing formalizations, in a library that is fit to be used as a general-purpose category-theoretical foundation.

Our development particularly takes advantage of two features new to Coq 8.5: primitive projections for records and universe polymorphism. Primitive projections allow for well-behaved dualities while universe polymorphism provides a relative notion of largeness and smallness. The latter is one of the main contributions of this paper. It pushes the limits of the new universe polymorphism and constraint inference algorithm of Coq 8.5.

In this paper we present in detail smallness and largeness in categories and the foundation they are built on top of. We furthermore explain how we have used the universe polymorphism of Coq 8.5 to represent smallness and largeness arguments by simply ignoring them and entrusting them to the universe inference algorithm of Coq 8.5. We also briefly discuss our experience throughout this implementation, discuss concepts formalized in this development and give a comparison with a few other developments of similar extent.