Reference. Yarrow: Reconciling Effect Handlers and Region-Based Memory Management

We present a new ML-like programming language Yarrow with algebraic effects and region-based memory management. Reconciling these programming language features into one language is challenging: the non-local control flow of algebraic effects break the stack discipline of function calls and returns that region-based memory management relies on, and multi-shot effect handlers break the invariant that regions can be exited at most once. We present a program logic, called Yarrow Logic (YL), that supports safe and modular reasoning about regions in the presence of one-shot and multi-shot effect handlers. We prove the logic sound w.r.t. the operational semantics of Yarrow which is inspired by the runtime of OCaml but refined for regions. We use YL to prove correctness of a number of case studies with algebraic effects, including checkpointing, asynchronous computation and a LIFO data structure implementation. Since all memory locations used in these case studies are allocated in regions, these case studies avoid using the less efficient garbage collected heap memory. We have formalized Yarrow’s operational semantics, the Yarrow program logic, and all our case studies using the Iris separation logic framework on top of the Rocq Prover.

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Cite as @mathiasen-2026-yarrow (helia, typst) · \cite{mathiasen-2026-yarrow} (LaTeX)
BibTeX
bibtex · 8 lines
@misc{mathiasen-2026-yarrow,
  author = {Anders Alnor Mathiasen and Amin Timany and Lars Birkedal},
  title = {Yarrow: Reconciling Effect Handlers and Region-Based Memory Management},
  year = {2026},
  month = {7},
  eprint = {2607.15876},
  archiveprefix = {arXiv}
}
hayagriva YAML (typst)
yaml · 10 lines
mathiasen-2026-yarrow:
  type: misc
  title: 'Yarrow: Reconciling Effect Handlers and Region-Based Memory Management'
  author:
  - Mathiasen, Anders Alnor
  - Timany, Amin
  - Birkedal, Lars
  date: 2026-07
  serial-number:
    arxiv: '2607.15876'
Cites 47 works (10 here)
With notes (10)

A Logical Approach to Type Soundness timany-2024-a

Type soundness, which asserts that “well-typed programs cannot go wrong,” is widely viewed as the canonical theorem one must prove to establish that a type system is doing its job. It is commonly proved using the so-called syntactic approach (also known as progress and preservation ), which has had a huge impact on the study and teaching of programming language foundations. Unfortunately, syntactic type soundness is a rather weak theorem. It only applies to programs that are well typed in their entirety and thus tells us nothing about the many programs written in “safe” languages that make use of “unsafe” language features. Even worse, it tells us nothing about whether type systems achieve one of their main goals: enforcement of data abstraction. One can easily define a language that enjoys syntactic type soundness and yet fails to support even the most basic modular reasoning principles for abstraction mechanisms like closures, objects, and abstract data types. Given these concerns, we argue that programming languages researchers should no longer be satisfied with proving syntactic type soundness and should instead start proving semantic type soundness , a more useful theorem that captures more accurately what type systems are actually good for. Semantic type soundness is an old idea—Milner’s original account of type soundness from 1978 was semantic—but it fell out of favor in the 1990s due to limitations and complexities of denotational models. In the succeeding decades, thanks to a series of technical advances—notably, step-indexed Kripke logical relations constructed over operational semantics and higher-order concurrent separation logic as consolidated in the Iris framework in Coq—we can now build (machine-checked) semantic soundness proofs at a much higher level of abstraction than was previously possible. The resulting “logical” approach to semantic type soundness has already been employed to great effect in a number of recent papers, but those papers typically (a) concern advanced problem scenarios that complicate the presentation, (b) assume significant prior knowledge of the reader, and (c) suppress many details of the proofs. Here, we aim to provide a gentler, more pedagogically motivated introduction to logical type soundness, targeted at a broader audience that may or may not be familiar with logical relations and Iris. As a bonus, we also show how logical type soundness proofs can easily be generalized to establish an even stronger relational property— representation independence —for realistic type systems.
DOI

The Logical Essence of Well-Bracketed Control Flow timany-2024-the

A program is said to be well-bracketed if every called function must return before its caller can resume execution. This is often the case. Well-bracketedness has been captured semantically as a condition on strategies in fully abstract games models and multiple prior works have studied well-bracketedness by showing correctness/security properties of programs where such properties depend on the well-bracketed nature of control flow. The latter category of prior works have all used involved relational models with explicit state-transition systems capturing the relevant parts of the control flow of the program. In this paper we present the first Hoare-style program logic based on separation logic for reasoning about well-bracketedness and use it to show correctness of well-bracketed programs both directly and also through defining unary and binary logical relations models based on this program logic. All results presented in this paper are formalized on top of the Iris framework and mechanized in the Coq proof assistant.
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Simuliris: A Separation Logic Framework for Verifying Concurrent Program Optimizations gaher_etal_simuliris_2022

Today’s compilers employ a variety of non-trivial optimizations to achieve good performance. One key trick compilers use to justify transformations of concurrent programs is to assume that the source program has no data races: if it does, they cause the program to have undefined behavior (UB) and give the compiler free rein. However, verifying correctness of optimizations that exploit this assumption is a non-trivial problem. In particular, prior work either has not proven that such optimizations preserve program termination (particularly non-obvious when considering optimizations that move instructions out of loop bodies), or has treated all synchronization operations as external functions (losing the ability to reorder instructions around them).

In this work we present Simuliris, the first simulation technique to establish termination preservation (under a fair scheduler) for a range of concurrent program transformations that exploit UB in the source language. Simuliris is based on the idea of using ownership to reason modularly about the assumptions the compiler makes about programs with well-defined behavior. This brings the benefits of concurrent separation logics to the space of verifying program transformations: we can combine powerful reasoning techniques such as framing and coinduction to perform thread-local proofs of non-trivial concurrent program optimizations. Simuliris is built on a (non-step-indexed) variant of the Coq-based Iris framework, and is thus not tied to a particular language. In addition to demonstrating the effectiveness of Simuliris on standard compiler optimizations involving data race UB, we also instantiate it with Jung et al.’s Stacked Borrows semantics for Rust and generalize their proofs of interesting type-based aliasing optimizations to account for concurrency.

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Doo bee doo bee doo convent-2020-doo

We explore the design and implementation of Frank, a strict functional programming language with a bidirectional effect type system designed from the ground up around a novel variant of Plotkin and Pretnar’s effect handler abstraction. Effect handlers provide an abstraction for modular effectful programming: a handler acts as an interpreter for a collection of commands whose interfaces are statically tracked by the type system. However, Frank eliminates the need for an additional effect handling construct by generalising the basic mechanism of functional abstraction itself. A function is but the special case of a Frank operator that interprets no commands. Moreover, Frank’s operators can be multihandlers which simultaneously interpret commands from several sources at once, without disturbing the direct style of functional programming with values. Effect typing in Frank employs a novel form of effect polymorphism which avoids mentioning effect variables in source code. This is achieved by propagating an ambient ability inwards, rather than accumulating unions of potential effects outwards. With the ambient ability describing the effects that are available at a certain point in the code, it can become necessary to reconfigure access to the ambient ability. A primary goal is to be able to encapsulate internal effects, eliminating a phenomenon we call effect pollution . Moreover, it is sometimes desirable to rewire the effect flow between effectful library components. We propose adaptors as a means for supporting both effect encapsulation and more general rewiring. Programming with effects and handlers is in its infancy. We contribute an exploration of future possibilities, particularly in combination with other forms of rich type systems.
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Effect handlers via generalised continuations hillerstrom-2020-effect

Plotkin and Pretnar’s effect handlers offer a versatile abstraction for modular programming with user-defined effects. This paper focuses on foundations for implementing effect handlers, for the three different kinds of effect handlers that have been proposed in the literature: deep, shallow, and parameterised. Traditional deep handlers are defined by folds over computation trees and are the original construct proposed by Plotkin and Pretnar. Shallow handlers are defined by case splits (rather than folds) over computation trees. Parameterised handlers are deep handlers extended with a state value that is threaded through the folds over computation trees. We formulate the extensions both directly and via encodings in terms of deep handlers and illustrate how the direct implementations avoid the generation of unnecessary closures. We give two distinct foundational implementations of all the kinds of handlers we consider: a continuation-passing style (CPS) transformation and a CEK-style abstract machine. In both cases, the key ingredient is a generalisation of the notion of continuation to accommodate stacks of effect handlers. We obtain our CPS translation through a series of refinements as follows. We begin with a first-order CPS translation into untyped lambda calculus which manages a stack of continuations and handlers as a curried sequence of arguments. We then refine the initial CPS translation by uncurrying it to yield a properly tail-recursive translation and then moving towards more and more intensional representations of continuations in order to support different kinds of effect handlers. Finally, we make the translation higher order in order to contract administrative redexes at translation time. Our abstract machine design then uses the same generalised continuation representation as the CPS translation. We have implemented both the abstract machine and the CPS transformation (plus extensions) as backends for the Links web programming language.
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Iris from the ground up: A modular foundation for higher-order concurrent separation logic jung_etal_iris_ground_up_2018

Iris is a framework for higher-order concurrent separation logic, which has been implemented in the Coq proof assistant and deployed very effectively in a wide variety of verification projects. Iris was designed with the express goal of simplifying and consolidating the foundations of modern separation logics, but it has evolved over time, and the design and semantic foundations of Iris itself have yet to be fully written down and explained together properly in one place. Here, we attempt to fill this gap, presenting a reasonably complete picture of the latest version of Iris (version 3.1), from first principles and in one coherent narrative.
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A logical relation for monadic encapsulation of state: proving contextual equivalences in the presence of runST timany-2017-a

We present a logical relations model of a higher-order functional programming language with impredicative polymorphism, recursive types, and a Haskell-style ST monad type with runST. We use our logical relations model to show that runST provides proper encapsulation of state, by showing that effectful computations encapsulated by runST are heap independent. Furthermore, we show that contextual refinements and equivalences that are expected to hold for pure computations do indeed hold in the presence of runST. This is the first time such relational results have been proven for a language with monadic encapsulation of state. We have formalized all the technical development and results in Coq.
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Higher-order ghost state jung_higher-order_2016

The development of concurrent separation logic (CSL) has sparked a long line of work on modular verification of sophisticated concurrent programs. Two of the most important features supported by several existing extensions to CSL are higher-order quantification and custom ghost state. However, none of the logics that support both of these features reap the full potential of their combination. In particular, none of them provide general support for a feature we dub “higher-order ghost state”: the ability to store arbitrary higher-order separation-logic predicates in ghost variables. In this paper, we propose higher-order ghost state as a interesting and useful extension to CSL, which we formalize in the framework of Jung et al.‘s recently developed Iris logic. To justify its soundness, we develop a novel algebraic structure called CMRAs (“cameras”), which can be thought of as “step-indexed partial commutative monoids”. Finally, we show that Iris proofs utilizing higher-order ghost state can be effectively formalized in Coq, and discuss the challenges we faced in formalizing them.
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Iris: Monoids and Invariants as an Orthogonal Basis for Concurrent Reasoning jung-2015-iris

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Handlers in action kammar-2013-handlers

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External (37)
mathiasen-2026-yarrow reference entries/refs/mathiasen-2026-yarrow/mathiasen-2026-yarrow.hel